Category: Churning
![Oppenheimer & Co. Inc. Logo](https://www.erezlaw.com/wp-content/uploads/2018/07/Oppenheimer-Co-Inc-Logo.gif)
Erez Law is currently investigating Oppenheimer & Co. Inc. financial advisor Paul Colchamiro (CRD# 2039083) regarding investments in equities and closed-end funds. Colchamiro has been registered with Oppenheimer & Co. Inc. Melville, New York since 1998. Colchamiro has been the … Continue reading
![Aegis Capital Corp.](https://www.erezlaw.com/wp-content/uploads/2021/12/Aegis-Capital-Corp-logo.png)
Erez Law is currently investigating former Aegis Capital Corp. financial advisor Shadi Barakat (CRD# 5031281) regarding excessive trading and unsuitable investment recommendations. Barakat has been registered with Spartan Capital Securities, LLC in New York, New York since May 2017. Previously, … Continue reading
![Raymond James & Associates, Inc. logo](https://www.erezlaw.com/wp-content/uploads/2020/06/RJ_logo_print_cmyk_R_HR-1-3.jpg)
Erez Law is currently investigating former Raymond James & Associates, Inc. financial advisor Leon Rehak (CRD# 2331058) regarding excessive trading and churning in customer accounts. Rehak has been registered with LPL Financial LLC in Pompano Beach, Florida since October 2016. … Continue reading
![Worden Capital Management LLC](https://www.erezlaw.com/wp-content/uploads/2021/09/worden-capital-squarelogo-1438002588520.png)
Erez Law is currently investigating Worden Capital Management LLC financial advisor Michael Stanton (CRD# 1448072) regarding failure to supervise a registered representative from churning and excessive trading in an elderly, blind and disabled customer’s account. Stanton has been registered with … Continue reading
![WFG Investments](https://www.erezlaw.com/wp-content/uploads/2017/11/WFG_logo.jpg)
Erez Law is currently investigating former WFG Investments, Inc. financial advisor Tim Couch (CRD# 4073942) regarding unsuitable recommendations, misrepresentations and high frequency trading in customer accounts. Couch has been registered with Dempsey Lord Smith, LLC in Dawsonville, Georgia since August … Continue reading
![woodbury financial](https://www.erezlaw.com/wp-content/uploads/2020/05/wfs-logo.png)
Erez Law is currently investigating former Woodbury Financial Services, Inc. financial advisor Robert Hoffman (CRD# 4008798) regarding unauthorized trades, churning and unsuitable investment recommendations. Hoffman was registered with Thurston, Springer, Miller, Herd & Titak, Inc. in Indianapolis, Indiana from April … Continue reading
![ipi logo](https://www.erezlaw.com/wp-content/uploads/2020/07/header-logo.png)
Erez Law is currently investigating former Investment Planners, Inc. financial advisors William Brunner (CRD# 2610348) and Kelly Gunn (CRD# 5332047) regarding churning and unauthorized trades in customer accounts. Brunner was registered with Investment Planners, Inc. in Huntington, New York from … Continue reading
![First Financial Equity Corporation logo](https://www.erezlaw.com/wp-content/uploads/2018/01/First-Financial-Equity-Corporation-logo.jpg)
Erez Law is currently investigating former First Financial Equity Corporation financial advisor Robert Kerrigan Sr. (CRD# 268516) regarding participating in outside business activities. Kerrigan has been registered with First Financial Equity Corporation in Scottsdale, Arizona from 2008 to 2015. In … Continue reading
Erez Law is currently investigating former Harbor Light Securities, LLC financial advisor Christopher Goslin (CRD# 1720162) regarding outside business activities. Goslin was registered with Harbor Light Securities, LLC in Tampa, Florida from 2012 to 2016. Previously, he was registered with … Continue reading
![Stifel, Nicolaus & Company, Inc. Logo](https://www.erezlaw.com/wp-content/uploads/2021/04/New-Stifel-Logo_540.png)
Erez Law is currently investigating former Stifel, Nicolaus & Company, Inc. financial advisor James Cox (CRD# 2365633) regarding churning in customer accounts. Churning is an improper and unethical practice that occurs when a broker excessively trades in a client’s account … Continue reading