Were you the victim of Ameriprise Financial Services, LLC broker Rudy Molnar (CRD# 3211892)? Molnar has been registered with Ameriprise Financial Services, LLC in Treasure Island, Florida since 2009. In the past, Molnar was sanctioned by the Commonwealth of Virginia … Continue reading
Did you lose money investing in Infinity Q Diversified Alpha Investor (IQDAX)? Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in Infinity Q. According to public records, in February 2021 the … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Curtis Harris (CRD# 2628896)? Harris has been registered with Cambridge Investment Research, Inc. in Dallas, Texas since 2008. Previously, Harris was registered with HFG Advisors, L.L.C. in Dallas, Texas and … Continue reading
In December 2020, the Securities and Exchange Commission (SEC) settled charges with Voya Financial Advisors, Inc. regarding the firm’s “disclosure failures and misleading statements to clients regarding investment advice it gave about mutual funds, illiquid alternative investments and cash sweep … Continue reading
Did you lose money investing with broker Louis Wargo (CRD# 1416101)? Wargo has been registered with FSC Securities Corporation in Brecksville, Ohio since 2003. Wargo has been the subject of three customer complaints between 2004 and 2020, one of which … Continue reading
There are options for customers of Voya Financial Advisors, Inc. broker Rajeswaran Venkatraman (CRD# 1383008). Venkatraman has been registered with Voya Financial Advisors, Inc. in Lisle, Illinois since 2011. Venkatraman has been the subject of three customer complaints between 1995 … Continue reading
Were you the victim of former Royal Alliance Associates, Inc. broker Gary Ginsberg (CRD# 1175258)? Ginsberg has been registered with Ameriprise Financial Services, LLC in West Orange, New Jersey since June 2020. Previously, Ginsberg was registered with Royal Alliance Associates, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Samuel Izaguirre (CRD# 4835113). Izaguirre has been registered with LPL Financial LLC in Miami Lakes, Florida since 2011. Independent … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with American Portfolios Financial Services, Inc. broker Brian Dibrino (CRD# 2837066). Dibrino has been registered with American Portfolios Financial Services, Inc. in Fairfield, New … Continue reading
Erez Law is currently investigating Triad Advisors LLC broker Peter Alofsin (CRD# 2274434) regarding unsuitable investment recommendations in alternative investments. Alofsin has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012. Alofsin has been the subject … Continue reading