Were you the victim of Cambridge Investment Research, Inc. broker Curtis Harris (CRD# 2628896)? Harris has been registered with Cambridge Investment Research, Inc. in Dallas, Texas since 2008.
Previously, Harris was registered with HFG Advisors, L.L.C. in Dallas, Texas and MML Investors Services, Inc. in Dallas, Texas from 1996 to 2008, when he was terminated regarding, unauthorized trading.
Harris has been the subject of two customer complaints between 2001 and 2020, one of which was closed without action, according to his CRD report:
December 2020. “Statement of Claim alleges RR misrepresented alternative investments and failed to disclose the risks associated to the Claimant.” The customer is seeking $175,000 in damages and the case is currently pending. The complaint was regarding real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by Harris’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.