Erez Law is currently investigating former First Allied Securities, Inc. broker Chad Barancyk (CRD# 4921433) regarding unsuitable alternative investment recommendations. Chad Barancyk has been registered with Great Point Capital LLC in Chicago, Illinois since February 2021. Previously, he was registered … Continue reading
Erez Law is currently investigating Triad Advisors LLC brokers across the country who recommended their clients invest in LJM Preservation & Growth Fund, an alternative mutual fund. According to the Letter of Acceptance Waiver and Consent (AWC), in December 2021 … Continue reading
There are options for clients of former Securities America, Inc. broker Christina Orta (CRD# 3278327) who suffered investment losses. Christina Orta has been registered with Cambridge Investment Research, Inc. in Westlake, California since 2014. Previously, Christina Orta was registered with … Continue reading
Were you the victim of Kestra Investment Services, LLC broker Steven Hein (CRD# 4433826)? Hein has been registered with Kestra Investment Services, LLC in Jupiter, Florida since 2007. Hein has been the subject of two customer complaints between 2011 and … Continue reading
There are options for customers of Newbridge Securities Corporation broker Michael Whitaker (CRD# 1739854) who suffered investment losses. Whitaker has been registered with Newbridge Securities Corporation in The Villages, Florida since 2009. Whitaker has been the subject of two customer … Continue reading
Center Street Securities, Inc. broker Vincent Annable (CRD# 1033573) faces customer complaints related to alternative investment losses. He has been registered with Coastal Equities, Inc. and Coastal Investment Advisors in Scottsdale, Arizona, since 2021 and with Wealth Strategies Advisory Group … Continue reading
Were you the victim of Ameriprise Financial Services, LLC broker Rudy Molnar (CRD# 3211892)? Molnar has been registered with Ameriprise Financial Services, LLC in Treasure Island, Florida since 2009. In the past, Molnar was sanctioned by the Commonwealth of Virginia … Continue reading
Did you lose money investing in Infinity Q Diversified Alpha Investor (IQDAX)? Erez Law is currently investigating brokers at brokerage firms across the country who recommended their clients invest in Infinity Q. According to public records, in February 2021 the … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Curtis Harris (CRD# 2628896)? Harris has been registered with Cambridge Investment Research, Inc. in Dallas, Texas since 2008. Previously, Harris was registered with HFG Advisors, L.L.C. in Dallas, Texas and … Continue reading
In December 2020, the Securities and Exchange Commission (SEC) settled charges with Voya Financial Advisors, Inc. regarding the firm’s “disclosure failures and misleading statements to clients regarding investment advice it gave about mutual funds, illiquid alternative investments and cash sweep … Continue reading