Category: Alternative Investments Blog
Former Cambridge Investment Research, Inc. broker Matthew Nelson (CRD# 4050793) is accused of alternative investment losses. He was registered with Cambridge Investment Research, Inc. in Boerne, Texas, from 2014 to 2018. In January 2013, the Florida Office Of Financial Regulation … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Walter Squires Jr. (CRD# 1955992) regarding alternative investment losses. He was registered with Osaic Institutions, Inc. in Ansonia, Connecticut, from 2020 to 2024, and with LPL Financial LLC in Derby, … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Walter Schram (CRD# 1728096) regarding alternative investment losses. He has been registered with Ameriprise Financial Services, LLC in Farmington Hills, Michigan, since 2017. He was registered with UBS Financial Services … Continue reading
United Planners’ Financial Services of America A Limited Partner broker Randolph Hinton (CRD# 1539210) faces a customer complaint related to alternative investment losses. He has been registered with United Planners’ Financial Services of America A Limited Partner in Ventura, California, … Continue reading
Were you the victim of Arete Wealth Management, LLC broker Erik Olson (CRD# 4794857)? He has been registered with Arete Wealth Management, LLC in Crystal Lake, Illinois, since 2010. Erik Olson Customer Complaints He has been the subject of one … Continue reading
Erez Law is currently investigating Arete Wealth Management, LLC broker Jason Lamb (CRD# 3248356) regarding alternative investment losses. He has been registered with Arete Wealth Management, LLC in Nashville, Tennessee, since 2021. He was registered with Center Street Securities, Inc. … Continue reading
Erez Law is currently investigating Stonex Securities Inc. broker Brent Nelson (CRD# 3026585) regarding alternative investment losses. He has been registered with Stonex Securities Inc. in Youngstown, Ohio, since 2014, and Stonex Advisors Inc. in Youngstown, Ohio, since 2015. He … Continue reading
Former UBS Financial Services Inc. broker Todd Welsh (CRD# 3214419) is accused of alternative investment losses. He has been registered with Level Four Financial, LLC in Tulsa, Oklahoma, since 2018, and Scissortail Wealth Management, LLC in Tulsa, Oklahoma, since 2023. … Continue reading
There are options for clients of Arete Wealth Management, LLC broker Joey Miller (CRD# 6175826) regarding alternative investment losses. He has been registered with Dai Securities, LLC and Dai Wealth, LLC in Braunfels, Texas, since 2023. He was registered with … Continue reading
Erez Law is currently investigating former Coastal Equities, Inc. broker Michael Corrada (CRD# 709158). He was registered with Center Street Securities, Inc. in Richmond, Virginia, from 2019 to 2020, and Coastal Equities, Inc. in San Diego, California, from 2015 to … Continue reading