There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Timothy Darragh (CRD# 1897635) who suffered investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Chicago, Illinois, since 2016. Timothy Darragh Customer Complaints He … Continue reading
There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Osaic Wealth, Inc. in Hiko, Nevada, since 2024. She was registered with Newbridge Securities … Continue reading
Did you lose money investing with Woodbury Financial Services, Inc. broker Brian Martson (CRD# 733083)? He has been registered with Woodbury Financial Services, Inc. in Parker, Colorado, from 2006 to 2023. Brian Martson Customer Complaints He has been the subject … Continue reading
Newbridge Securities Corporation broker Gregory McLeod (CRD# 2741097) is accused of alternative investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida, since 2002, and NFSG Corporation in Boca Raton, Florida, since 2006. Gregory McLeod Customer … Continue reading
Were you the victim of American Portfolios Advisors, Inc.? In July 2025, the Securities and Exchange Commission (SEC) charged former American Portfolios Advisors, Inc. investment adviser for “failing to adequately disclose conflicts of interest, overbilling its clients, and, through its … Continue reading
Erez Law is currently investigating former Cetera Investment Services LLC broker Haiguang Yin (John Yin) (CRD# 3249933), who is accused of recommending Northstar Financial Services (Bermuda) annuities. He was registered with Packerland Brokerage Services, Inc. in City of Industry, California, … Continue reading
Former Cambridge Investment Research, Inc. broker Matthew Nelson (CRD# 4050793) is accused of alternative investment losses. He was registered with Cambridge Investment Research, Inc. in Boerne, Texas, from 2014 to 2018. In January 2013, the Florida Office Of Financial Regulation … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Walter Squires Jr. (CRD# 1955992) regarding alternative investment losses. He was registered with Osaic Institutions, Inc. in Ansonia, Connecticut, from 2020 to 2024, and with LPL Financial LLC in Derby, … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Walter Schram (CRD# 1728096) regarding alternative investment losses. He has been registered with Ameriprise Financial Services, LLC in Farmington Hills, Michigan, since 2017. He was registered with UBS Financial Services … Continue reading
United Planners’ Financial Services of America A Limited Partner broker Randolph Hinton (CRD# 1539210) faces a customer complaint related to alternative investment losses. He has been registered with United Planners’ Financial Services of America A Limited Partner in Ventura, California, … Continue reading