Author: Krysta Fioranelli
In November 2022, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $11.5 million in compensatory damages, the non-refundable $400 filing fee, plus $157,656.81 in costs for losses sustained from call writing … Continue reading
There are options for customers of Spire Securities, LLC broker Scott Aabel (CRD# 1493667) who is accused of GWG Holdings Inc. L bonds losses. He has been registered with Spire Securities, LLC in Osprey, Florida since 2016. Previously, he was … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Dennis Oleszkowicz (CRD# 837970) regarding individual retirement account (IRA) investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan since 2003. Dennis Oleszkowicz Customer Complaints He … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Center Street Securities, Inc. broker Kenneth New (CRD# 2836918). He has been registered with Center Street Securities, Inc. in Merritt Island, Florida since … Continue reading
Were you the victim of former PFS Investments Inc. broker Jeremiah Roman (CRD# 6321876) who is accused of selling away? He was registered with PFS Investments Inc. in Coral Springs, Florida from 2014 to 2021, when he was terminated regarding, … Continue reading
Erez Law is currently investigating former Cambridge Investment Research, Inc. broker Richard Maas (CRD# 3198288) regarding oil and gas investment losses. He has been registered with LPL Financial LLC in Novi, Michigan since 2022. Previously, he was registered with Cambridge … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Aret Gugin (CRD# 2731291) regarding stock losses. He has been registered with Aegis Capital Corp. in Melville, New York since 2014. Previously, he was registered with Global Arena Capital Corp. in … Continue reading
Can I recover losses from investments with Edward Jones broker Paul Jansen (CRD# 5721940)? He has been registered with Edward Jones in Lebanon, Illinois since 2009. Paul Jansen Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Erez Law is currently investigating Intervest International Equities Corporation broker Jonathan Ellefson (CRD# 1625977) regarding GWG Holdings Inc. L Bonds losses. He has been registered with Intervest International Equities Corporation in Harker Heights, Texas since 1992 and with Intervest International, … Continue reading
There are options for clients of Newbridge Securities Corporation broker John Zaffarano (CRD# 6690551) who suffered investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2016 and with Newbridge Financial Services Group, Inc. in … Continue reading