Author: Krysta Fioranelli
UBS Financial Services Inc. broker William Huthnance (CRD# 4326519) faces customer complaints regarding unsuitable investment recommendations. William Huthnance has been registered with UBS Financial Services Inc. in Houston, Texas since 2015. William Huthnance Customer Complaints He has been the subject … Continue reading
In November 2022, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $11.5 million in compensatory damages, the non-refundable $400 filing fee, plus $157,656.81 in costs for losses sustained from call writing … Continue reading
There are options for customers of Spire Securities, LLC broker Scott Aabel (CRD# 1493667) who is accused of GWG Holdings Inc. L bonds losses. He has been registered with Spire Securities, LLC in Osprey, Florida since 2016. Previously, he was … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Dennis Oleszkowicz (CRD# 837970) regarding individual retirement account (IRA) investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan since 2003. Dennis Oleszkowicz Customer Complaints He … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Center Street Securities, Inc. broker Kenneth New (CRD# 2836918). He has been registered with Center Street Securities, Inc. in Merritt Island, Florida since … Continue reading
Were you the victim of former PFS Investments Inc. broker Jeremiah Roman (CRD# 6321876) who is accused of selling away? He was registered with PFS Investments Inc. in Coral Springs, Florida from 2014 to 2021, when he was terminated regarding, … Continue reading
Erez Law is currently investigating former Cambridge Investment Research, Inc. broker Richard Maas (CRD# 3198288) regarding oil and gas investment losses. He has been registered with LPL Financial LLC in Novi, Michigan since 2022. Previously, he was registered with Cambridge … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Aret Gugin (CRD# 2731291) regarding stock losses. He has been registered with Aegis Capital Corp. in Melville, New York since 2014. Previously, he was registered with Global Arena Capital Corp. in … Continue reading
Can I recover losses from investments with Edward Jones broker Paul Jansen (CRD# 5721940)? He has been registered with Edward Jones in Lebanon, Illinois since 2009. Paul Jansen Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Erez Law is currently investigating Intervest International Equities Corporation broker Jonathan Ellefson (CRD# 1625977) regarding GWG Holdings Inc. L Bonds losses. He has been registered with Intervest International Equities Corporation in Harker Heights, Texas since 1992 and with Intervest International, … Continue reading