There are options for clients of Newbridge Securities Corporation broker John Zaffarano (CRD# 6690551) who suffered investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2016 and with Newbridge Financial Services Group, Inc. in Boca Raton, Florida since 2021.
John Zaffarano Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
April 2022. “Negligence, Breach of Fiduciary Duty, Breach of Contract, Negligent Supervision, Violation of Securities Laws, and Fraud.” The customer is seeking $185,000 in damages and the case is currently pending. The complaint was regarding alternative investments and took place while he was registered with Newbridge Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by John Zaffarano’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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