Former PFS Investments Inc. Broker Jeremiah Roman Accused of Selling Away

PFS Investments Inc.

Were you the victim of former PFS Investments Inc. broker Jeremiah Roman (CRD# 6321876) who is accused of selling away? He was registered with PFS Investments Inc. in Coral Springs, Florida from 2014 to 2021, when he was terminated regarding, “rep participated in an undisclosed OBA and/or PST.”

Jeremiah Roman Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

July 2022. “Customer alleges gave money to Mr. Roman to invest in outside business not disclosed to firm.” The customer is seeking $150,000 in damages and the case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, PFS Investments Inc. may be liable for investment or other losses suffered by Jeremiah Roman’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.