Former Joseph Stone Capital L.L.C. broker Szczepan Kosmaczewski (Steven Carol) (CRD# 7192377) is accused of unauthorized transactions. He was registered with the following firms in his career: Craft Capital Management LLC in New York, New York, from 2022 to 2023 … Continue reading
Erez Law is currently investigating Lincoln Financial Advisors Corporation broker Kenneth Sledge (CRD# 824533) regarding energy sector investment losses. He has been registered with Lincoln Financial Advisors Corporation in Nashville, Tennessee, since 1988. Kenneth Sledge Customer Complaints He has been … Continue reading
There are options for customers of New Jersey broker Jeffrey Gitterman (CRD# 1910332) who suffered investment losses. He has been registered with Vanderbilt Securities, LLC in Edison, New Jersey since 2017, and with Gitterman Wealth Management, LLC in Edison, New … Continue reading
Former Morgan Stanley broker John Gascoyne (CRD# 1837286) is accused of misrepresentation resulting in investment losses. He was registered with Morgan Stanley in The Woodlands, Texas, from 2009 to 2023. John Gascoyne Customer Complaints He has been the subject of … Continue reading
There are options for clients of former Wealthforge Securities, LLC broker Dwight Kay (CRD# 5376903) who suffered private placement investment losses. He has been registered with Fnex Capital, LLC in Indianapolis, Indiana, since 2022. Previously, he was registered with the … Continue reading
Erez Law is currently investigating Oppenheimer & Co. Inc. broker Gregory Iglow (CRD# 2783963), who is accused of unsuitable investment recommendations. He has been registered with Oppenheimer & Co. Inc. in Los Angeles, California, since 2007. Gregory Iglow Customer Complaints … Continue reading
Were you the victim of stock losses due to recommendations by former Sigma Financial Corporation broker Timothy Farris (CRD# 2178521)? He has been registered with Cetera Advisors LLC in West Bloomfield, Michigan, since 2021. Previously, he was registered with SPC … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Robert Rumley III (CRD# 4474706), who suffered investment losses. He has been registered with William Blair and William Blair & Company L.L.C. in Atlanta, Georgia, since 2021. Previously, he was registered … Continue reading
Former Sapere Wealth Creation, LLC broker Scott Trease (CRD# 1298222) is accused of investment losses related to alternative investments. He was registered with Sapere Wealth Creation, LLC in Matthews, North Carolina, from 2003 to 2010. In March 2023, the United … Continue reading
Were you the victim of former Centaurus Financial, Inc. broker Mark Upchurch (CRD# 2937074)? He was registered with Centaurus Financial, Inc. in Houston, Texas, from 2012 to 2020. Previously, he was registered with Brookstone Securities, Inc. in Houston, Texas, from … Continue reading