Can you recover losses due to investments with Alpha Capital Family Office broker Douglas Campbell (CRD# 1157205)? He has been an investment adviser representative with Alpha Capital Family Office in Greenwood Village, Colorado, since 2020, and was previously an investment adviser … Continue reading
Erez Law is currently investigating Morgan Stanley broker Christopher Smith (CRD# 1047265) regarding municipal debt losses. He has been registered with Morgan Stanley in Houston, Texas, since 2009. Christopher Smith Customer Complaints He has been the subject of one customer … Continue reading
Cambridge Investment Research, Inc. broker Amy Brandts (CRD# 1228497) is accused of negligence. She has been registered with Cambridge Investment Research, Inc. in Herndon, Virginia, since 2003, and Cambridge Investment Research Advisors, Inc. in Herndon, Virginia, since 2005. Amy Brandts … Continue reading
Were you the victim of Oppenheimer & Co. Inc. broker Mark Reynolds (CRD# 1639111)? He has been registered with Oppenheimer & Co. Inc. in Chicago, Illinois, since 2005. Mark Reynolds Customer Complaints He has been the subject of two customer … Continue reading
There are options for clients UBS Financial Services Inc. broker Kenneth Angelo (CRD# 1373178), who suffered losses in municipal bonds. He has been registered with UBS Financial Services Inc. in Paramus, New Jersey, since 2009. Kenneth Angelo Customer Complaints He … Continue reading
There are options for clients of Kenmar Securities, LLC broker James Tammaro (CRD# 1174412) who suffered investment losses. He has been registered with Kenmar Securities, LLC in New York, New York, since 2024. He was registered with TGP Securities, Inc. … Continue reading
Were you the victim of UBS Financial Services Inc. broker Kenneth Goldhoff (CRD# 1186205)? He has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2007. Kenneth Goldhoff Customer Complaints He has been the subject of three customer … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Vincent Ferrara Jr (CRD# 1791902) related to accusations of misappropriation. He has been registered with Ameriprise Financial Services, LLC in Garden City, New York, since 2024. … Continue reading
Were you the victim of former M Holdings Securities, Inc. broker Thomas Rapp (CRD# 1792438)? He has been registered with Raymond James Financial Services, Inc. in Fort Lauderdale, Florida, since 2025. He was registered with M Holdings Securities, Inc. in … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Timothy Darragh (CRD# 1897635) who suffered investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Chicago, Illinois, since 2016. Timothy Darragh Customer Complaints He … Continue reading