Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Paul Barker (CRD# 1931625) regarding misappropriation. He was registered with Ameriprise Financial Services, LLC, in Irvine, California, from 2022 to 2024, and Wells Fargo Clearing Services, LLC, in Huntington … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Sanctuary Advisors, LLC broker Kevin McDougall (CRD# 1848761). He has been registered with Thurston Springer Financial in Indianapolis, Indiana, since 2019, and … Continue reading
Erez Law is currently investigating former Edward Jones broker Pamela McWhorter (CRD# 1137851) related to investment losses. She has been registered with Newbridge Securities Corporation in Smithfield, Virginia, since 2024, and NJSG Corporation in Smithfield, Virginia, since 2024. He was … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Joyce Hinds Mrs (CRD# 1777401)? She was registered with Cambridge Investment Research, Inc. in Broomfield, Colorado, from 2020 to 2021, Purshe Kaplan Sterling Investments in Broomfield, Colorado, from 2019 to … Continue reading
There are options for clients of former Wells Fargo Clearing Services, LLC broker Jonathan Wade (CRD# 1614237). He was registered with Wells Fargo Clearing Services, LLC, in New York, New York, from 2000 to 2025, when he was terminated regarding, … Continue reading
Can you recover losses due to recommendations by Cambridge Investment Research, Inc. broker Steven Ortega (CRD# 1610914)? He has been registered with Cambridge Investment Research Advisors, Inc. and Cambridge Investment Research, Inc. in Norwalk, Connecticut, since 2013. Steven Ortega Customer … Continue reading
Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129), who faces multiple customer complaints regarding promissory note investment losses. In November 2022, FINRA ordered him to pay $5.7 million to investors who were allegedly defrauded in a medical … Continue reading
Were you the victim of former LPL Financial LLC broker James Ptacek Jr. (CRD# 1959049)? He was registered with LPL Financial LLC in Willoughby Hills, Ohio, from 2018 to 2024, when he was terminated regarding “Failed to report and receive … Continue reading
Erez Law is currently investigating former Equitable Advisors, LLC broker William Greenman (CRD# 839600) regarding stock losses. He was registered with Equitable Advisors, LLC in Bellmore, New York, from 2018 to 2022, when he was terminated regarding, “RR discharged due … Continue reading
David Lerner Associates, Inc. broker Howard Roth (CRD# 867754) is accused of energy sector private placement losses. He has been registered with David Lerner Associates, Inc. in White Plains, New York, since 1979. Howard Roth Customer Complaints He has been … Continue reading