Erez Law is currently investigating former Spartan Capital Securities, LLC broker Stephen Skokos (CRD# 6026326) regarding investment losses. He has been registered with Sanford C. Bernstein & Co., LLC in Stamford, Connecticut, and Alliancebernstein L.P. in Stamford, Connecticut, since 2024. … Continue reading
Erez Law is currently investigating Creative Planning broker Christopher Weeks (CRD# 5463406) regarding allegations of negligence. He has been an Investment Advisor Representative with Creative Planning in Overland Park, Kansas, since 2015. Christopher Weeks Customer Complaints He has been the … Continue reading
Can you recover losses due to recommendations by former Sovereign Global Advisors, LLC broker Michael Dandrea (CRD# 5919930)? He has been registered with Arete Wealth Management, LLC in Melville, New York, since 2024. He was registered with Sovereign Global Advisors, … Continue reading
Former Oppenheimer & Co. Inc. broker Michael Greenfield (CRD# 5406611) is accused of negligence. He has been registered with Great Point Capital LLC in Chicago, Illinois, from 2023 to 2024, Newbridge Securities Corporation in Boca Raton, Florida, from 2017 to … Continue reading
Truist Investment Services, Inc. broker Luke Alger (CRD# 5387062) is accused of mutual fund losses. He has been registered with Truist Investment Services, Inc. in Brentwood, Tennessee, since 2014, and Truist Advisory Services, Inc. in Brentwood, Tennessee, since 2016. He … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Bart Cutino (CRD# 5397147)? He has been registered with Centaurus Financial, Inc. in Monterey, California, from 2013 to 2021. Bart Cutino Customer Complaints He has been the subject of one customer … Continue reading
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker James Blaszyk (CRD# 5364851) regarding unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Boca Raton, Florida, since 2008. James Blaszyk Customer Complaints He … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gregory Suzio (CRD# 5309403) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Auburn Hills, Michigan, since 2007. Gregory Suzio Customer Complaints … Continue reading
LPL Financial LLC broker Carlos Leston (CRD# 3021614) is accused of promissory note losses. He has been registered with LPL Financial LLC in Weehawken, New Jersey, from 2008 to 2022. In October 2022, FINRA barred him after he “consented to … Continue reading
There are options for customers of LPL Financial LLC broker Eric Hollifield (CRD# 3091319). He was registered with LPL Financial LLC in Dacula, Georgia, from 2016 to 2021, when he was terminated regarding, “Failed to disclose outside business activity to … Continue reading