Erez Law is currently investigating former Oppenheimer & Co. Inc. broker Luigi Mancusi (Lou Mancusi) (CRD# 2193040) regarding unauthorized trades in customer accounts. Mancusi has been registered David A. Noyes & Company in Lake Forest, Illinois since 2015. Previously, he … Continue reading
Erez Law is currently investigating former Oppenheimer & Co. Inc. and Cetera Advisors, LLC financial advisor Abraham Heimann (CRD# 1315922) regarding unsuitable investments in the high risk energy sector. Heimann was registered with Cetera Advisors in Alpharetta, Georgia from 2013 … Continue reading
Erez Law is currently investigating Morgan Stanley financial advisor Stephen Taft (CRD# 1927300) regarding losses sustained from investments in oil and gas master limited partnerships (MLPs). Taft has been registered with Morgan Stanley in New York, New York since 2009. … Continue reading
Erez Law is currently investigating former LPL Financial LLC financial advisor Roger Zullo (CRD# 1882087) regarding the sale of large, illiquid and unsuitable high-commission variable annuities that generated substantial upfront profits. Zullo was registered with LPL Financial LLC in Boston, … Continue reading
Erez Law is currently investigating former WFG Investments, Inc. financial advisor Jay Jordan (CRD# 1776666) regarding unsuitable purchases of non-traditional ETFs. Jordan has been registered with WFG Investments, Inc. in Oklahoma City, Oklahoma from 2005 to April 2016 when he … Continue reading
UBS’ Puerto Rico focused closed-end funds (“CEFs”) dropped more than 20% in October. Erez Law is still accepting cases for Puerto Rico and mainland based investors who held or hold these CEFs. Puerto Rico suffers from long-term financial and economic … Continue reading
Erez Law is currently investigating former RBC Capital Markets, LLC financial advisor Lisa J. Lowi (CRD # 1347790) regarding recommendations for speculative and unsuitable investment strategies of high risk “junk” oil and gas bonds tied to the energy sector. Lowi … Continue reading
Erez Law is currently investigating Wedbush Securities Inc. financial advisor Mark Heiden (CRD# 2885156) who recommended his elderly clients invest in unsuitably risky, high-commission energy limited partnerships. Heiden has been registered with Wedbush Securities Inc. in Newport Beach, California since … Continue reading
Erez Law is currently investigating former LPL Financial LLC investment adviser and registered representative Sonya Camarco (CRD# 2427529) regarding misappropriating more than $2.8 million in investor funds from her clients and customers. Camarco was registered with LPL Financial LLC in … Continue reading
In October 2017, a former client of RBC Capital Markets, LLC won an award in a FINRA arbitration for compensatory damages for $688,079 for losses sustained from losses suffered due to investments in oil and gas securities. The investors were … Continue reading