Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Comprehensive Asset Management and Servicing, Inc. financial advisor Tamara Steele (CRD# 3227494) regarding losses sustained from investments in Behavioral Recognition Systems. Steele … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated financial advisor Gary Adkin (CRD# 3084484) regarding negligence. Adkin has been registered with Stifel, Nicolaus & Company, Incorporated in Palm Beach, Florida since 2015. Previously, Adkin was registered with Barclays … Continue reading
There are options for customers of former Laidlaw & Company financial advisor Patrick Maddren (CRD# 4665903) regarding losses sustained from unauthorized trading, churning and unsuitable investment recommendations. Maddren has been registered with Westpark Capital, Inc. in Fort Lauderdale, Florida since … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Hennion & Walsh, Inc. financial advisor Mamode Oozeerally (Sony Oozeerally) (CRD# 4245327) regarding losses sustained from Puerto Rico bonds. Oozeerally has been registered … Continue reading
Did you lose money investing with former Ameriprise Financial Services, Inc. financial advisor (CRD# 1558909) who is alleged to make unsuitable investment recommendations? Parks was registered with Ameriprise Financial Services, Inc. in Stephenville, Texas from 1993 to 2016. Parks is not … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisor James Lowther (CRD# 2043169) who is alleged to recommend unsuitable investments, including energy stocks and master limited partnerships (MLPs)? Lowther has been registered with Merrill Lynch, … Continue reading
Were you the victim of Hennion & Walsh, Inc. financial advisor Stephen Kowalski (CRD# 1919574) regarding unsuitable investments in municipal bonds or Puerto Rico bonds? Kowalski has been registered with Hennion & Walsh, Inc. in Parsippany, New Jersey since 1990. … Continue reading
Were you a victim of former Oppenheimer & Co. Inc. financial advisor Leslie Flaum (CRD# 1369557) regarding unsuitable recommendations and other securities violations? Flaum was registered with Oppenheimer & Co. Inc. in Melville, New York from 1994 to August 2017. … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Garden State Securities, Inc. broker Jason Zwibel (CRD# 2460258) regarding unsuitable investments, negligence, and other securities violations. Zwibel has been registered with Garden … Continue reading
Were you the victim of former PlanMember Securities Corporation broker Raymond Menna (CRD# 1918097) who is alleged to engage in unauthorized trading, unsuitable investments, and other securities violations? Previously, Menna was registered with PlanMember Securities Corporation in Farmingville, New York … Continue reading