Erez Law is currently investigating FSC Securities Corp. brokers Allen McKell (CRD# 2494700) and Ryan McKell (CRD# 5386486) regarding investment losses. Allen McKell was registered with FSC Securities Corp. in Valencia, California from 2013 to 2017. Ryan McKell has been … Continue reading
Did your broker recommend you invest in Harvest Volatility Management’s Collateral Yield Enhancement Strategy (CYES) investments and not adequately disclose the risk associated with this investment? Brokers across the country who work at large brokerage firms including JP Morgan, Fidelity, … Continue reading
According to public records, a former customer of Arkadios Capital filed a FINRA arbitration claim against Arkadios Capital for investments losses in GPB Capital Holdings in her IRA. The former client allegedly lost hundreds of thousands of dollars in her … Continue reading
Did you lose money investing with former Aegis Capital Corp. financial advisor Eduard Leytman (CRD# 3250307)? Leytman was last registered with Aegis Capital Corp. in New York, New York from 2010 to 2018. Leytman has been the subject of two … Continue reading
In May 2019, 20 former clients of Raymond James won an award in a FINRA arbitration for compensatory damages for $1.123 million, $200,000 in punitive damages, as well as $422,000 in attorney fees, $14,000 in costs, and $31,003.17 in expert … Continue reading
In March 2019, a former client of CoreCap Investments, Inc. won an award in a FINRA arbitration for $1,161,333, which included compensatory damages of $699,000, $72,720 in prejudgment interest, $118,573 in attorney fees, $15,000 in costs and the $300 filing … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in NorthStar Healthcare Income Real Estate Investment Trust (REIT), a non-traded REIT that was formed to acquire, originate and asset manage a diversified portfolio of … Continue reading
Barred former Independent Financial Group, LLC broker Jon Pariser (CRD# 2755015) is accused of running a Ponzi scheme. He was registered with Independent Financial Group, LLC in Pacific Grove, California from 2014 to May 2018. Previously, he was registered with … Continue reading
In April 2019, a former client of AXA Advisors, LLC won an award in a FINRA arbitration for compensatory damages for $2,224,672, plus 9% interest per annum until the award is paid in full, $67,294 in costs, and $889,869 in … Continue reading
In April 2019, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $127,000 for losses sustained from stock losses in a public company, Omeros Corporation. The investors were clients of financial advisor … Continue reading