Were you the victim of former Lincoln Financial Advisors Corporation broker George Schmidt Jr. (CRD# 1082936)? Schmidt has been registered with Lincoln Financial Advisors Corporation in Melville, New York from 2012 to 2019, when he was terminated regarding, “Registered Representative … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Raymond James & Associates, Inc. broker Maria Hendershott (CRD# 818681). Hendershott has been registered with Raymond James & Associates, Inc. in Houston, Texas … Continue reading
In January 2020, a former client of FMSBonds, Inc. won an award in a FINRA arbitration for compensatory damages for $375,000 plus in $80,000 in attorney’s fees due to Puerto Rico bond investment losses. The causes of action included breach … Continue reading
Erez Law recently filed a FINRA arbitration claim against Raymond James & Associates, Inc. on behalf of a retired couple that suffered losses due to investments in securities sold to them by Raymond James & Associates, Inc. in Biscayne Capital … Continue reading
Reid & Rudiger LLC broker Edward Rudiger Jr. (CRD# 2118724) faces customer complaints regarding investment losses. He has been registered with Reid & Rudiger LLC in New York, New York, since 1999. Edward Rudiger Jr. Customer Complaints He has been … Continue reading
Did you lose money investing with former J.P. Morgan Securities LLC broker John Torres (CRD# 6322231)? Torres was registered with J.P. Morgan Securities LLC in Woodland Hills, California from 2014 to 2018, when he was terminated regarding, “Terminated by affiliate … Continue reading
Former Nylife Securities LLC broker Joel Flaningan (CRD# 5664958) accused of recommending unsuitable Woodbridge Group of Companies investments. Flanigan has been registered with Nylife Securities LLC in Fort Wayne, Indiana from 2010 to 2018, when he was terminated regarding, “Mr. … Continue reading
Were you the victim of Uhlmann Price Securities, LLC broker John Hoidas (CRD# 1937971) who recommended GPB Capital Holdings investments? Hoidas has been registered with Uhlmann Price Securities, LLC in Chicago, Illinois since 2013. GPB Capital Holdings is a New … Continue reading
Erez Law is currently investigating Cetera Advisors LLC broker Roger Owens (CRD# 2359204) regarding investment losses. Owens has been registered with Cetera Advisors LLC in Elkton, Maryland from 2007 to April 2019, when he was terminated regarding, “Discharged due to … Continue reading
Erez Law is currently investigating former Cetera Advisors LLC broker Ken Balser (CRD# 704053) regarding Tesoro Del Alma, Inc. (Gold Mine) losses. Balser was registered with Cetera Advisors LLC in Colorado Springs, Colorado from 2013 to 2016, when he was … Continue reading