Were you the victim of former LPL Financial LLC broker William Tunink (CRD# 2738224)? He has been registered with LPL Financial LLC in West Des Moines, Iowa, from 2021 to 2025, when he was terminated regarding, “Failed to disclose and … Continue reading
Were you the victim of former First Horizon Advisors, Inc. broker Joseph Barreca Jr. (CRD# 3276048)? He has been registered with Wells Fargo Clearing Services, LLC in Metairie, Louisiana, since 2024. He was registered with First Horizon Advisors, Inc. in … Continue reading
Were you the victim of Easterly ROCMuni High Income Fund losses due to recommendations by Stifel, Nicolaus & Company, Incorporated broker Eric Seuss (CRD# 1950146)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Edwardsville, Illinois, since 2014. … Continue reading
Did you lose money investing with Woodbury Financial Services, Inc. broker Brian Martson (CRD# 733083)? He has been registered with Woodbury Financial Services, Inc. in Parker, Colorado, from 2006 to 2023. Brian Martson Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Catalyst Wealth Management broker Sanford Schmidt (CRD# 1163559). He was registered with The Leaders Group, Inc. in Summit, New Jersey, since 2023, and Catalyst Wealth Management in Deerfield, Illinois, since 2016. Previously, he was registered … Continue reading
Were you the victim of Spartan Capital Securities, LLC broker Kim Monchik (CRD# 2528972)? She has been registered with Spartan Capital Securities, LLC in New York, New York, since 2008. In October 2021, FINRA named her in a complaint alleging … Continue reading
There are options for clients of UBS Financial Services Inc. broker Scott Jones (CRD# 2196146). He has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2009. Scott Jones Customer Complaints He has been the subject of two … Continue reading
Were you the victim of Alexander Capital, L.P. broker Shawn Weadock (CRD# 2602704)? He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2016. He was registered with National Securities Corporation in New York, New York, … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Ginestro (CRD# 2468911)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Los Angeles, California, since 2020. He was registered with MML … Continue reading
Did you lose money investing with former Morgan Stanley broker David Janny (CRD# 1272727) regarding unsuitable investment recommendations in customer accounts? He has been registered with Morgan Stanley in Westport, Connecticut, since 2012. He has been registered with Ameriprise Financial … Continue reading