Erez Law is currently investigating Regions Securities LLC broker Coleigh McKay (CRD# 5095690) faces a $30 million customer complaint for losses in a private equity fund. He has been registered with Regions Securities LLC in Nashville, Tennessee, since 2015. In … Continue reading
Former ProEquities, Inc. broker Jack Teboda (CRD# 864760) is accused of unsuitable investment recommendations. He was registered with ProEquities, Inc. in Elgin, Illinois, from 1998 to 2016. Previously, he was registered with The Concord Equity Group, LLC in Iselin, New … Continue reading
Were you the victim of former Joseph Gunnar & Co., LLC broker Matthew Gates (CRD# 4727945)? He has been registered with VCS Venture Securities in New York, New York, since 2021. Previously, he was registered with Worden Capital Management LLC … Continue reading
Former Morgan Stanley broker Michael Coughlin (CRD# 2055946) regarding is accused of unsuitable investment recommendations. He was registered with Morgan Stanley in Stamford, Connecticut, from 2009 to 2022. Michael Coughlin Customer Complaints He has been the subject of two customer … Continue reading
Former Parkland Securities, LLC broker Patrick Thayer (CRD# 5735955) is accused of misappropriating funds that led to investment losses. He was registered with LPL Financial LLC in Lebanon, Ohio, from 2020 to 2022. Previously, he was registered with Parkland Securities, … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Thais Piotrowski (CRD# 4729077). He has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida, since … Continue reading
Westpark Capital, Inc. broker Kim Kunz (CRD# 718618) is accused of GWG Holdings Inc. investment losses. She has been registered with Westpark Capital, Inc. in Atascadero, California, since 2017. Kim Kunz Customer Complaints She has been the subject of two … Continue reading
Erez Law is currently investigating Allstate Financial Services, LLC broker Gina Kidd (CRD# 6658538) regarding insurance losses. She was registered with Allstate Financial Services, LLC in Bedford, Virginia, from 2017 to 2020, when she was terminated regarding, “Termination after allegations … Continue reading
Ausdal Financial Partners, Inc. broker Wilfredo Miranda III (CRD# 6207329) is accused of GWG Holdings Inc. investment losses. He has been registered with Ausdal Financial Partners, Inc. in Oakbrook Terrace, Illinois, since 2014. Wilfredo Miranda III Customer Complaints He has … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker David Park (CRD# 4388516), who is accused of unsuitable investment recommendations. He was registered with Cambridge Investment Research, Inc. in La Canada, California, from 2019 to 2022 and previously with … Continue reading