Unsuitable Investments with Ameriprise Financial Services, LLC Broker Thais Piotrowski

Ameriprise Financial Services Inc.

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Thais Piotrowski (CRD# 4729077). He has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida, since 2004.

Thais Piotrowski Customer Complaints

He has been the subject of three customer complaints between 2009 and 2022, two of which were denied, according to his CRD report:

September 2022. “Claimant alleges that he was recommended unsuitable and aggressive risk alternative investments, including FS company.” The customer is seeking $150,000 in damages, and the case is currently pending. The complaint was regarding business development corporations (BDC). 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Ameriprise Financial Services, LLC may be liable for investment or other losses suffered by Thais Piotrowski’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.