Were you the investment-loss victim of former Summit Brokerage Services, Inc. broker David Stamper (CRD# 2301862)? He has been registered with Cetera Advisor Networks LLC in Cary, North Carolina, since 2019. Previously, he was registered with Summit Financial Group In. … Continue reading
Erez Law is currently investigating Peachcap Securities, Inc. broker John Mateyko (CRD# 3275621), who faces customer complaints related to unsuitable investment recommendations. He has been registered with Peachcap Securities, Inc. and Peachcap Tax & Advisory, LLC in Serenbe, Georgia, since … Continue reading
There are options for clients who suffered investment losses due to recommendations by Edward Jones broker Donald Osten Jr. (CRD# 3084914). He has been registered with Edward Jones in Monticello, Indiana, since 1998. Donald Osten Jr. Customer Complaints He has … Continue reading
In February 2020, a former client of RBC Capital Markets won an award in a FINRA arbitration for compensatory damages for $175,000 for investment losses. The investors were clients of broker Brian Wurdemann (CRD# 4206425). The causes of action included … Continue reading
Erez Law is currently investigating former Centaurus Financial, Inc. broker Deborah Anderson (CRD# 1795405) regarding unsuitable investment recommendations. She was registered at LPL Financial LLC in San Diego, California, from 2020 to 2021, when she was terminated regarding, “Customers allege … Continue reading
Western International Securities broker James Mayes (CRD# 2879995) faces a complaint related to unsuitable investment recommendations. He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2023. Previously, he was registered with Western International Securities in … Continue reading
Erez Law is currently investigating former SII Investments, Inc. broker Pamela Espinosa (CRD# 5865661) regarding unsuitable investment recommendations. She has been registered with Kestra Investment Services, LLC in Albuquerque, New Mexico, since 2017. Previously, he was registered with SII Investments, … Continue reading
Were you the victim of LPL Financial LLC broker Stephen Bush (CRD# 1898917)? He has been registered with Capital Investment Group, Inc. in Weddington, North Carolina, since 2018. Previously, he was registered with LPL Financial LLC in Weddington, North Carolina … Continue reading
There are options for clients of Hilltop Securities, Inc. broker Michael Kane III (CRD# 5099883), who lost money investing due to unsuitable investment recommendations. He has been registered with Momentum Independent Network Inc. in Dallas, Texas, since 2023. Previously, he … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Maurice Kelley (CRD# 6482604) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jacksonville, Florida, since 2018. Maurice Kelley Customer Complaints He … Continue reading