Options for Clients of LPL Financial LLC Broker Stephen Bush

LPL Financial LLC

Were you the victim of LPL Financial LLC broker Stephen Bush (CRD# 1898917)? He has been registered with Capital Investment Group, Inc. in Weddington, North Carolina, since 2018. Previously, he was registered with LPL Financial LLC in Weddington, North Carolina from 1995 to 2001.

Stephen Bush Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

November 2022. “The client, through his Power of Attorney, claims that the products were unsuitable in nature.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding direct investments, and it took place while he was registered with LPL Financial LLC.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Stephen Bush’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.