Author: Jeff Erez
Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Eric Dupre (CRD# 2174456) related to customer complaints of investment losses. He was registered with Ameriprise Financial Services, LLC in San Antonio, Texas, from 2020 to 2024, when he … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Patrick Dever (CRD# 2202204)? He has been registered with Stifel, Nicolaus & Company, Incorporated in West Chester, Pennsylvania, since 2014. Patrick Dever Customer Complaints He has been the subject … Continue reading
Janney Montgomery Scott LLC broker Tammy Bowman (CRD# 2159262) is accused of stock losses. She has been registered with Janney Montgomery Scott LLC in Royersford, Pennsylvania, since 1999. Tammy Bowman Customer Complaints She has been the subject of two customer … Continue reading
Former Umpqua Investments, Inc. broker Donald Peabody (CRD# 2175218) is accused of unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Coos Bay, Oregon, since 2023. He was registered with FSC Securities Corporation in Coos Bay, Oregon, … Continue reading
Former LPL Financial LLC broker Brendan Kelly (CRD# 2208036) is accused of private security losses. He has been registered with IFP Securities, LLC in Downingtown, Pennsylvania, since September 2024. He was registered with Alera Investment Advisors in Berwyn, Pennsylvania, from … Continue reading
Did you lose money investing with Northwestern Mutual Investment Services, LLC broker Ralph Stockemer (CRD# 1844056)? He has been registered with Northwestern Mutual Investment Services, LLC in Dallas, Texas, since 2007. Ralph Stockemer Customer Complaints He has been the subject … Continue reading
There are options for clients of LPL Financial LLC broker Patricia Fleming (CRD# 1960175) who suffered investment losses. He has been registered with LPL Financial LLC in San Diego, California, since 2021. He was registered with Waddell & Reed in … Continue reading
Were you the victim of Avantax Investment Services, Inc. broker Ramon Haile (CRD# 2010552)? He has been registered with Avantax Investment Services, Inc. in Hamilton, Texas, since 1990. Ramon Haile Customer Complaints He has been the subject of one customer … Continue reading
Stifel, Nicolaus & Company, Incorporated broker Lawrence Feldmesser (CRD# 1848547) customers were the victims of investment losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Washington, DC, since 2008. Lawrence Feldmesser Customer Complaints He has been the … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Anthony Mampieri (CRD# 1653703) regarding structured product losses. He has been registered with Wells Fargo Advisors Financial Network, LLC in Dublin, Ohio, since 2023. He was registered with Morgan Stanley in … Continue reading