Author: Jeff Erez
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bernard Adair (CRD# 1535429)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Jupiter, Florida, since 1991. Bernard Adair Customer Complaints He … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Darryl Cohen (CRD# 2786613) regarding non-broker dealer product investment losses and selling away. The broker was part of the Global Sports Entertainment Group at Morgan Stanley, focusing on athletes and entertainers … Continue reading
Were you the victim of former NYLife Securities LLC broker Howard Hanna (CRD# 2076342), who is accused of variable annuity investment losses? He has been registered with NYLife Securities LLC in Waco, Texas, since 2016. Previously, he was registered with … Continue reading
Former First Allied Securities, Inc. broker Kevin Asano (CRD# 4450052) is accused of real estate securities losses. He has been registered with Cetera Advisors LLC in Honolulu, Hawaii since 2022 and with Cetera Investment Advisers LLC since 2020. Previously, he … Continue reading
There are options for customers of former Cetera Investment Services LLC broker Lok Wong (CRD# 6100689) who is accused of recommending real estate securities that led to investment losses. He was registered with the following brokerage firms: TD Ameritrade, Inc. … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Raymond Sardina (CRD# 3068885) regarding investment losses related to structured products. He has been registered with Raymond James & Associates, Inc. in Coral Gables, Florida since 2007. According to … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Bryon Martinsen (CRD# 1621649) who suffered investment losses regarding private placement losses. He has been registered with Centaurus Financial, Inc. in Kings Park, New York since 1999. In August 2022, … Continue reading
Erez Law is currently investigating former Meyers Associates, L.P. broker Anthony Mastroianni Jr. (CRD# 2151249) regarding excessive trading and churning in customer accounts. He was registered with Meyers Associates, L.P. in New York, New York from 2013 to 2016. In … Continue reading
Erez Law is currently investigating Center Street Securities, Inc. broker Christopher Wright (CRD# 4134973) regarding GWG Capital Holdings L Bonds losses. He has been registered with Center Street Securities, Inc. in Prescott, Arizona since 2010 and with Wright Wealth Management … Continue reading
Can I recover losses from investments with former Kalos Capital, Inc. broker Daniel Mann (CRD# 4592568) regarding GPB Capital Holdings investment losses? He has been registered with Independent Financial Group, LLC in Henderson, Nevada since 2021. Previously, he was registered … Continue reading