Erez Law is currently investigating former Bahe Farnsley, LLC broker Allen Bahe (CRD# 5724183) for investment losses in client accounts. He was a partner and financial advisor with Bahe Farnsley, LLC in Louisville, Kentucky, from 2015 to 2022, when he was terminated regarding “Knowingly provided incorrect information to a former client, and engaged in unauthorized activities at a seperate investment advisor.” Previously, he was registered with Southeast Investments, N.C., Inc. in Louisville, Kentucky, from 2016 to 2019.
Allen Bahe Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2022. “The former client has alleged that there is a discrepancy between how much money is in his investment accounts vs how much he was being told was in his accounts.” The case is currently pending. The complaint took place while he was registered with Bahe Farnsley, LLC, and it was regarding a money market fund.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Bahe Farnsley, LLC may be liable for investment or other losses suffered by Allen Bahe’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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