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Erez Law is currently investigating Spartan Capital Securities, LLC broker Nicholas Buttler (CRD# 7080008) regarding unauthorized trades. He has been registered with Spartan Capital Securities, LLC in Garden City, New York, since 2019. Nicholas Buttler Customer Complaints He has been … Continue reading
Erez Law is currently investigating former Raymond James Financial Services, Inc. broker H Roggen (CRD# 721463) regarding unsuitable investment recommendations. He has been registered with Raymond James Financial Services, Inc. in Houston, Texas, from 2010 to 2024. H Roggen Customer … Continue reading
Can I recover losses from investments with former Cetera Advisors LLC broker Sean Mostero (CRD# 6447158)? He was registered with LPL Financial LLC in Torrance, California, from 2023 to 2024, Cetera Advisors LLC in Torrance, California, from 2022 to 2023, … Continue reading
There are options for customers of Wells Fargo Clearing Services, LLC broker Leroy Born (CRD# 4052650), who is accused of municipal and government debt. He was registered with Wells Fargo Clearing Services, LLC in Tustin, California, from 2017 to 2025, … Continue reading
Were you the victim of former Valmark Securities, Inc. broker William Olinger II (CRD# 352019)? He was registered with Valmark Securities, Inc. in Gainesville, Florida, from 2000 to 2025. In June 2025, Patricia A. Shively & Patricia A. Shively, as … Continue reading
Can you recover losses due to unsuitable investment recommendations by former International Assets Investment Management, LLC broker Alexander Creede (CRD# 6392369)? He has been registered with Independent Financial Group, LLC in Houston, Texas, since 2022. He was registered with International … Continue reading
There are options for clients of UBS Financial Services Inc. broker Nicholas Ruch (CRD# 6502251), who suffered investment losses. He has been registered with UBS Financial Services Inc. in Cincinnati, Ohio, since 2016. Nicholas Ruch Customer Complaints He has been … Continue reading
Aegis Capital Corp. broker John Cutrone III (CRD# 6427013) is accused of stock losses. He was registered with Aegis Capital Corp. in New York, New York, from 2017 to 2024, and Carey Financial, LLC in New York, New York, from … Continue reading
Were you the victim of Emerson Equity LLC broker Daniel Pikula (CRD# 2563165)? Erez Law Files Claim Alleging in Excess of $5 Million in Damages Erez Law recently filed a FINRA arbitration claim against Emerson Equity LLC. The Erez Law … Continue reading
Erez Law is currently investigating Newbridge Securities Corporation broker Jesse Krapf (CRD# 5467277) regarding investment losses. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2019 to 2024, Benchmark Investments, Inc. in New York, New … Continue reading