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Erez Law is currently investigating UBS Financial Services Inc. broker Roy Grassey Jr. (CRD# 1249689) regarding unsuitable investment recommendations. He has been registered with UBS Financial Services Inc. in New York, New York, since 2010. Roy Grassey Jr. Customer Complaints … Continue reading
Former Lincoln Financial Securities Corporation broker Christopher Gordon (CRD# 5714224) is accused of unsuitable investment recommendations related to the high-risk energy sector. He has been registered with Centaurus Financial, Inc. in Annapolis, Maryland, since 2023. Previously, he was registered with … Continue reading
Were you the victim of former National Securities Corporation broker William Morrison (CRD# 1556786) regarding unsuitable investment recommendations? He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2019. He was registered with National Securities Corporation … Continue reading
Purshe Kaplan Sterling Investments broker Philip Simonides (CRD# 1847411) is accused of real estate investment losses. He has been registered with Madison Avenue Securities, LLC in Vienna, Virginia, since 2025, and McAdam LLC in Vienna, Virginia, since 2014. He was … Continue reading
Erez Law is currently investigating Alexander Capital, L.P. broker Roger Roemmich (CRD# 1293322) regarding unsuitable investment recommendations. He has been registered with Alexander Capital, L.P. and Alexander Capital Wealth Management LLC in Atlanta, Georgia, since 2020. He was registered with … Continue reading
Morgan Stanley broker Edward Carchia Jr. (CRD# 1328905) is accused of unsuitable investment recommendations. He has been registered with Morgan Stanley in Paramus, New Jersey, from 2009 to 2022. Edward Carchia Jr. Customer Complaints He has been the subject of … Continue reading
Were you the victim of former AE Wealth Management, LLC broker Kurt Stahl (CRD# 1890827)? He has been an investment advisor representative with AE Wealth Management, LLC in Topeka, Kansas, since 2017, president of Gulf Coast Financial Planning LLC in … Continue reading
Were you the victim of UBS Financial Services Inc. broker William Meador (CRD# 2202512)? He has been registered with UBS Financial Services Inc. in Naples, Florida, since 2008. William Meador Customer Complaints He has been the subject of two customer … Continue reading
Can I recover losses from investments with former Titan Securities broker Donald Wells (CRD# 1217316)? He has been registered with Realta Equities, Inc. in Wilmington, Delaware, and Realta Investment Advisors, Inc. in Seattle, Washington, since 2023. He was registered with … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker Joseph Cannon (CRD# 6341199) regarding unauthorized trades. He was registered with Northwestern Mutual Investment Services, LLC in Chicago, Illinois, from 2016 to 2024, when he was terminated regarding, … Continue reading