Erez Law is currently investigating Arete Wealth Management, LLC broker Walter Nelson (CRD# 2275929) regarding alternative investment losses. He has been registered with Cabin Securities, Inc. in Overland Park, Kansas, and Cabin Advisors, LLC in Rockwall, Texas, since 2025. He … Continue reading
Did you lose money investing with Emerson Equity LLC broker Thomas Justice (CRD# 2786145) regarding unsuitable investment recommendations? He has been registered with Emerson Equity LLC in San Mateo, California, since 2020. He was registered with Conover Capital Management in … Continue reading
Erez Law is currently investigating Great Point Capital LLC broker Joseph Kocsis (CRD# 2423884) regarding client investment losses. He has been registered with Great Point Capital LLC in Chicago, Illinois, since 2019. He was registered with National Securities Corporation in … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Edward Villanyi (CRD# 2348401) regarding mutual fund losses? He has been registered with Stifel, Nicolaus & Company, Incorporated in Indianapolis, Indiana, since 2022. He was registered with Merrill Lynch, … Continue reading
There are options for clients of Newbridge Securities Corporation broker James Cox (CRD# 2365633) who suffered investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida, since 2018, and NFSG Corporation in Baton Rouge, Louisiana, since … Continue reading
Can you recover investment losses due to recommendations by Wedbush Securities Inc. broker Raymond Chow (CRD# 2860124)? He has been registered with Wedbush Securities Inc. in Elk Grove, California, since 2008. Raymond Chow Customer Complaints He has been the subject … Continue reading
Bridgeway Wealth Partners, LLC broker Kevin Ross (CRD# 2290136) is accused of corporate debt losses. He has been registered with Innovation Partners LLC in Charlotte, North Carolina, since 2024, and Cardea Capital Advisors, LLC in Alpharetta, Georgia, since 2024. He … Continue reading
Did you lose money investing with former Arive Capital Markets broker Giasamis Sideris (CRD# 2416713)? He was registered with Arive Capital Markets in Brooklyn, New York, from 2015 to 2022. In June 2004, he was sanctioned by the state of … Continue reading
Erez Law is currently investigating Alexander Capital, L.P. broker Joseph Amato (CRD# 2751635) regarding private placement losses. He has been registered with Alexander Capital, L.P. in Red Bank, New Jersey, since 2013, and Alexander Capital Wealth Management LLC in Red … Continue reading
There are options for clients of former Cetera Investment Services LLC broker Brad Feldman (CRD# 2858061) regarding real estate securities losses. He has been registered with Raymond James Financial Services, Inc. in San Antonio, Texas, since 2015, and Raymond James … Continue reading