Were you the victim of RK Retirement Solutions LLC broker Robert Kromer Jr. (CRD# 1448765)? He has been registered as a managing member and investment advisor representative with RK Retirement Solutions LLC in Sun City, Arizona, since 2017. He was registered with Securities America, Inc. in Sun City West, Arizona, from 2014 to 2017, Dalton Strategic Investment Services Inc. in Finlayson, Minnesota, from 2011 to 2014, Workman Securities Corporation in Finlayson, Minnesota, from 2003 to 2011, Usallianz Securities, Inc. in Minneapolis, Minnesota, from 2000 to 2003, Tower Square Securities, Inc. in El Segundo, California, from 1996 to 2000, Advantage Capital Corporation in Atlanta, Georgia, from 1994 to 1996, Travelers Equities Sales, Inc. in El Segundo, California, from 1993 to 1994, Metlife Securities Inc. in Springfield, Massachusetts, from 1992 to 1993, Metropolitan Life Insurance Company in New York, New York, from 1992 to 1993, and Pruco Securities Corporation in Newark, New Jersey, from 1985 to 1992, when he was termaitned regarding, “abuse of commissions on life sales abuse of commission payments.”
In June 1992, the Dept of Commerce and Regulation, State of South Dakota sanctioned him to pay a $200 monetary fine for answering no on resident insurance application about being terminated for cause, when “they said it should have been yes.”
In April 2026, a civil complaint was opened alleging claims against Robert Kromer Jr. and RK Retirement Solutions, including negligence, fraud, misrepresentation, and negligent misrepresentation.
Robert Kromer Jr. Customer Complaints
He has been the subject of five customer complaints between 1991 and 2026, according to his CRD report. The most recent complaint was regarding:
April 2026. “Plaintiff alleged claim against RK Retirement Solutions, LLC & Robert Kromer of the following: Negligence, Fraud, Misrepresentation, and Negligent Misrepresentation for specific assets that the plaintiff alleges he was unaware of the risk, illiquid portion of investments and bankruptcy of one of the companies from investments made in 2017, Alleges that RK Retirement Solutions & Robert Kromer tried to misrepresent specific assets to him.” The case is currently pending. The complaint was regarding corporate debt and a viatical settlement.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, RK Retirement Solutions LLC may be liable for investment or other losses suffered by Robert Kromer Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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