Former Great Point Capital LLC broker Robert Boggess (CRD# 5007422) is accused of real estate investment losses. He has been registered with Quincy Wells Capital, LLC in Seattle, Washington, since 2026. He was registered with Great Pont Capital LLC in Seattle, Washington, from 2020 to 2026, Emerson Equity LLC in San Mateo, California, from March to May 2020, with Great Point Capital LLC in Chicago, Illinois, from 2018 to 2020, with Franklin Alpha LLC in Seattle, Washington, from May to December 2018, with Sandlapper Wealth Management, LLC in Seattle, Washington, from 2014 to 2018, and with Sandlapper Securities, LLC in Seattle, Washington, from 2013 to 2018.
Robert Boggess Customer Complaints
He has been the subject of three customer complaints, according to his CRD report:
June 2026. “Violation of Reg BI, misrepresentation, omission of material info and risks, negligence, breach of fiduciary duty, failure to supervise.” The customer is seeking $376,408 in damages, and the case is currently pending. The complaint was regarding real estate security losses, and it took place while he was registered with Great Point Capital LLC.
June 2026. “Violation of federal securities laws, violation of Washington securities act, violation of Washington's consumer protection act, violation of California securities laws, unfair, unlawful and fraudulent business practices, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.” The customer is seeking $1,738,509 in damages, and the case is currently pending. The complaint was regarding real estate security losses, and it took place while he was registered with Great Point Capital LLC.
February 2026. “Purchased DST as part of a 1031 tax-deformed exchange. Claimant’s lack of suitability and due dilligence, break of contract and fidicuary duty.” The customer is seeking $50,000 in damages, and the case is currently pending. The complaint was regarding real estate security losses, and it took place while he was registered with Great Point Capital LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Great Point Capital LLC may be liable for investment or other losses suffered by Robert Boggess’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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