United Planners’ Financial Services of America A Limited Partner broker Randolph Hinton (CRD# 1539210) faces a customer complaint related to alternative investment losses. He has been registered with United Planners’ Financial Services of America A Limited Partner in Ventura, California, from 1995 to 2023.
Randolph Hinton Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2024. “Breach of fiduciary duty, suitability and breach of contract.” The customer is seeking $245,000 in damages, and the case is currently pending. The complaint was regarding alternative investments, and it took place while he was registered with United Planners’ Financial Services of America A Limited Partner.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, United Planners’ Financial Services of America A Limited Partner may be liable for investment or other losses suffered by Randolph Hinton’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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