Were you the victim of Concorde Investment Services, LLC broker Jason Lowther (CRD# 2606268)? He has been registered with Concorde Investment Services, LLC in Ann Arbor, Michigan, since 2021. He was registered with Western International Securities, Inc. in Pasadena, California, … Continue reading
Former National Securities Corporation broker Mark Gassoso (CRD# 2590007) is accused of private placement losses. He has been registered with Arete Wealth Management, LLC in Jersey City, New Jersey, since 2024. He was registered with B. Riley Wealth Management in … Continue reading
Were you the victim of Cetera Advisor Networks LLC broker David Rhodes (CRD# 2620006) related to real estate securities losses? He has been registered with Cetera Advisor Networks LLC in Bryan, Texas, since 2019. He was registered with Summit Financial … Continue reading
Can I recover losses from investments with former LPL Financial LLC broker Thomas Rindahl (CRD# 3200702)? He has been registered with Osaic Wealth, Inc. in Mesa, Arizona, since 2024, and PFG Advisors in Scottsdale, Arizona, since 2015. He was registered … Continue reading
Barred former Morgan Stanley broker Robert Daly (CRD# 3111426) is accused of stock losses. He was registered with Xtellus Capital Partners, Inc. in New York, New York, from 2023 to 2024, Morgan Stanley in Los Angeles, California, from 2016 to … Continue reading
Were you the victim of Ni Advisors broker Norman Meyer (CRD# 3185642)? He has been registered with Ni Advisors in Milpitas, California, since 2021, Vestech Securities, Inc. in St. Louis, Missouri, since 2016, and Vestech Asset Management Inc. in Wildwood, … Continue reading
Former UBS Financial Services Inc. broker Todd Welsh (CRD# 3214419) is accused of alternative investment losses. He has been registered with Level Four Financial, LLC in Tulsa, Oklahoma, since 2018, and Scissortail Wealth Management, LLC in Tulsa, Oklahoma, since 2023. … Continue reading
There are options for clients of UBS Financial Services Inc. broker Zachary Anderson (CRD# 3247098) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan, since 2007. Zachary Anderson Customer Complaints He has been … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Raul Mendez Jr. (CRD# 3244412) regarding real estate security losses. He has been registered with Cetera Investment Services LLC in Eagle Pass, Texas, since 2024. He was registered with Lincoln … Continue reading
There are options for customers of UBS Financial Services Inc. broker Michael Meniktas (CRD# 3186445) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Walnut Creek, California, since 2008. Michael Meniktas Customer Complaints He has … Continue reading