There are options for clients of Cetera Investment Services LLC broker Nelisha Firestone (CRD# 4757263), who is accused of unsuitable investment recommendations. She has been registered with Cetera Investment Services LLC in Westbury, New York, since 2019. Nelisha Firestone Customer Complaints … Continue reading
Erez Law is currently investigating former Regulus Advisors, LLC broker Kurt Berry (CRD# 4550773) regarding oil and gas sector losses. He was registered with Vanderbilt Securities, LLC in Elizabethton, Tennessee, from 2019 to 2022, Regulus Advisors, LLC in Rockford, Illinois, … Continue reading
Erez Law is currently investigating former Kingswood Capital Partners, LLC and Forta Financial Group, Inc. broker Bryce Hamilton (CRD# 4296113), who is accused of unsuitable investment recommendations. He was registered with LPL Financial LLC in Cornelius, North Carolina, from July … Continue reading
There are options for clients of Morgan Stanley broker Jean-Pierre Gobic (CRD# 4380699) regarding private securities losses. He has been registered with Morgan Stanley in Sarasota, Florida, since 2010. Jean-Pierre Gobic Customer Complaints He has been the subject of three … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Scott Thole (CRD# 4516390) regarding options losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Saint Paul, Minnesota, since 2016. He was … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with MML Investors Services, LLC broker Salvatore Bonetti (CRD# 4494241) regarding stock losses. He has been registered with Purshe Kaplan Sterling Investments in Windham, … Continue reading
Were you the victim of LPL Financial LLC and Benedict Financial Advisors, Inc. broker Travis James (CRD# 4297837)? He has been registered with LPL Financial LLC in Atlanta, Georgia, since 2002, and Benedict Financial Advisors, Inc. in Atlanta, Georgia, since … Continue reading
Were you the victim of AMJ Financial Wealth Management LLC broker Fridtjov Markussen (CRD# 4323396)? He has been registered with Osaic Wealth, Inc. in Leesburg, Virginia, since 2024, and AMJ Financial Wealth Management LLC in Leesburg, Virginia, since 2018. He … Continue reading
Erez Law is currently investigating former Morgan Stanley broker Christian De Berardinis (CRD# 4312327) regarding selling away. He was registered with Morgan Stanley in New York, New York, from 2015 to 2023, when he was terminated regarding, “Allegations of involvement … Continue reading
Truist Advisory Services, Inc. broker Ignacio Tejera (CRD# 4422696) is accused of unsuitable investment recommendations. He has been registered with Truist Investment Services, Inc. in Coral Gables, Florida, since 2002, and Truist Advisory Services, Inc. in Coral Gables, Florida, since … Continue reading