Can I recover losses from investments with former Titan Securities broker Donald Wells (CRD# 1217316)? He has been registered with Realta Equities, Inc. in Wilmington, Delaware, and Realta Investment Advisors, Inc. in Seattle, Washington, since 2023. He was registered with … Continue reading
J.P. Morgan Securities LLC broker Raphael Correa (CRD# 7453023) is accused of unsuitable investment recommendations. He was registered with J.P. Morgan Securities LLC in San Francisco, California, from 2021 to 2024. Raphael Correa Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former Proactive Retirement Solutions broker Larry Hancock (CRD# 1514911) regarding real estate investment losses. He was registered with Purshe Kaplan Sterling Investments in Federal Way, Washington, from 2010 to 2020, Next Financial Group, Inc. in … Continue reading
Were you the victim of LPL Financial LLC broker Vincent Pallitto Jr. (CRD# 3236328)? He has been registered with LPL Financial LLC in Florham Park, New Jersey, since 2000. Vincent Pallitto Jr. Customer Complaints He has been the subject of … Continue reading
There are options for clients of former Purshe Kaplan Sterling Investments broker William Weisbrod (CRD# 812664) who suffered investment losses. He was registered with Purshe Kaplan Sterling Investments in Fairfield, New Jersey, from 2009 to 2021. Previously, he was registered … Continue reading
Different types of securities fraud can cost investors significant sums, as they may lose most or all of their investments. Here are some of the most common securities fraud schemes: Unauthorized Trading Brokers may defraud clients by engaging in unauthorized … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Francisco Cabral (CRD# 5257195) regarding energy sector losses. He has been registered with Ameriprise Financial Services, LLC in Greenwich, Connecticut, since 2021. He was registered with David Lerner Associates, … Continue reading
There are options for clients of former Crown Capital Securities, L.P. broker James Jenkins (CRD# 5261717), who is accused of energy sector losses. He has been registered with Creativeone Securities, LLC in Logan, Utah, since 2024, and Strategic Advocates, LLC … Continue reading
Former LPL Financial LLC broker J. Glaze (CRD# 5373140) is accused of unsuitable investment recommendations. He has been registered with Avantax Investment Services, Inc. and Avantax Advisory Services in Graham, North Carolina, since 2022. He was registered with LPL Financial … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker John Urbach (CRD# 5308455)? He has been registered with Fidelity Brokerage Services LLC in Chicago, Illinois, since 2008, and with Strategic Advisers LLC in Chicago, Illinois, since 2025. John Urbach … Continue reading