There are options for clients of LaSalle St. Securities, L.L.C. broker Samuel Jacobs (CRD# 2243093) who lost money due to unsuitable investment recommendations. He has been registered with LaSalle St. Securities, L.L.C. in Winter Park, Florida, since 2004. Samuel Jacobs … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Thomas MacDonnell (CRD# 1924888), who lost money to investments in the high-risk oil and gas sector. He has been registered with Centaurus Financial, Inc. in Williamsburg, Virginia, since 2006. Thomas … Continue reading
Former Western International Securities, Inc. broker Jeffrey Higgins (CRD# 2871443) was barred by FINRA related to allegations that he misappropriated client funds for 17 years. He was registered with Western International Securities, Inc. in Baker City, Oregon, from 2017 to … Continue reading
Were you the victim of former LPL Financial LLC broker Kenneth Wright (CRD# 1889354)? He has been registered with Osaic Institutions, Inc. in Kingsport, Tennessee, since 2016. Previously, he was registered with LPL Financial LLC in Kingsport, Tennessee, from 2011 … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker John Kersey (CRD# 1480524) regarding private securities transactions. He was registered with Northwestern Mutual Investment Services, LLC in Cincinnati, Ohio, from 2001 to 2023, when he was terminated … Continue reading
There are options for clients of former Lincoln Financial Advisors Corporation broker Robert Rebussini (CRD# 1622141)? He has been registered with LPL Financial LLC in Cranston, Rhode Island, since 2016, and with Integrated Wealth Concepts LLC in Cranston, Rhode Island, … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Bradley Bergdahl (CRD# 1432349) regarding unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Cando, North Dakota, since 2018, and with CWM, LLC in Cando, North … Continue reading
There are options for clients of Morgan Stanley broker Freddie Crandall (CRD# 1434783), who lost money due to unsuitable investment recommendations. He has been registered with Morgan Stanley in Danville, Illinois, since 2009. Freddie Crandall Customer Complaints He has been … Continue reading
Were you the victim of Cabot Lodge Securities LLC broker Russell Green (CRD# 1391627)? He has been registered with Cabot Lodge Securities LLC in Syosset, New York, since 2018, and with CL Wealth Management LLC in Syosset, New York, since … Continue reading
Were you the victim of LPL Financial LLC broker Robert Earls Jr. (CRD# 1369915)? He has been registered with LPL Financial LLC in Roanoke, Virginia, since 2001. In February 2024, the US Department of Justice for the Western District of … Continue reading