Were you the victim of DFPG Investments, LLC broker William Sheehan (CRD# 2328614)? He has been registered with DFPG Investments, LLC in Cornwall-On-Hudson, New York, since 2012. William Sheehan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Former Fifth Third Securities, Inc. broker David Wells (CRD# 6774493) was barred by the SEC related to options trading. He was registered with Fifth Third Securities, Inc. in Chicago, Illinois, from 2019 to 2021, when he was terminated regarding, “At … Continue reading
Were you the victim of fixed and variable annuity investment losses with NYLife Securities LLC broker John Howell (CRD# 2703625)? He has been registered with NYLife Securities LLC in Stillwater, Oklahoma, since 1996. John Howell Customer Complaints He has been … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Lawrence Teighman (CRD# 2759058) regarding real estate securities losses. He was registered with Ameriprise Financial Services, LLC in Chesterland, Ohio, from 2021 to 2022. Previously, he was registered with LPL … Continue reading
Can I recover losses due to investment recommendations by Northern Trust Securities, Inc. broker Russell Andersen (CRD# 2288717)? He has been registered with Northern Trust Securities, Inc. in Bonita Springs, Florida, since 1999. Russell Andersen Customer Complaints He has been … Continue reading
Can you recover losses due to investments in GWG Holdings Inc. L Bonds due to recommendations by Ausdal Financial Partners, Inc. broker John Dewitt (CRD# 1999161)? He has been registered with Ausdal Financial Partners, Inc. in Moline, Illinois, since 2006. … Continue reading
Can I recover losses due to investments with Raymond James Financial Services, Inc. broker Jonathan Best (CRD# 2225091)? He has been registered with Raymond James Financial Services, Inc. in Henderson, Texas, since 2001. In April 2024, “FINRA made a preliminary … Continue reading
Were you the victim of Independent Financial Group, LLC broker Elaine Hartman (CRD# 2070272)? She has been registered with Independent Financial Group, LLC in Santa Maria, California, since 2015. Elaine Hartman Customer Complaints She has been the subject of one … Continue reading
Were you the victim of investment losses due to recommendations by Cambridge Investment Research, Inc. broker Brian Dreier (CRD# 2462344? He has been registered with Cambridge Investment Research, Inc. in Quincy, Illinois, since 2016. Brian Dreier Customer Complaints He has … Continue reading
Equitable Advisors, LLC broker Grace Choi (CRD# 2210015) faces accusations of real estate investment losses. She was registered with Equitable Advisors, LLC in Irvine, California, from 1992 to 2020. Grace Choi Customer Complaints She has been the subject of one … Continue reading