Former Commonwealth Financial Network broker Justin May (CRD# 5162373) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Sandersville, Georgia, since 2023. He was registered with Commonwealth Financial Network in Sandersville, Georgia, from 2019 … Continue reading
Erez Law is currently investigating former SW Financial broker Scott Hechler (CRD# 5277526) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2023. He was registered with SW Financial in … Continue reading
There are options for clients of Wintrust Investments broker Richard Tulloch (CRD# 5180553) who suffered real estate losses. He was registered with Avatar Securities, LLC in New York, New York, from 2020 to 2021, and with Wayne Hummer Investments L.L.C. … Continue reading
Can you recover investment losses due to recommendations by LPL Financial LLC broker Matthew Engelau Mr. (CRD# 5233851)? He has been registered with LPL Financial LLC in Hackettstown, New Jersey, since 2007. Matthew Engelau Mr. Customer Complaints He has been … Continue reading
Were you the victim of former Voya Financial Advisors, Inc. broker Joshua Bradley (CRD# 5174430)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Columbia, South Carolina, from 2015 to 2016, when he was terminated regarding, “Conduct … Continue reading
Erez Law is currently investigating former SW Financial broker Biaggio Caroleo (CRD# 5256393) regarding unsuitable investment recommendations and churning. He was registered with SW Financial in New York, New York, from 2019 to 2022, Worden Capital Management LLC in New … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Cameron Clark (CRD# 5010604) regarding unsuitable investment recommendations. He has been registered with LPL Financial LLC in Albuquerque, New Mexico, since 2022. He was registered with Cuna Brokerage Services, Inc. in … Continue reading
Former LPL Financial LLC broker Joseph Hobbs (CRD# 5092184) is accused of structured product losses. He has been registered with Cetera Advisor Networks LLC in Dallas, Texas, since 2021, and Cetera Investment Advisers LLC in Dallas, Texas, since 2023. He … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Tammy Paquette (CRD# 5110668) regarding unsuitable investment recommendations. She has been registered with LPL Financial LLC in Safford, Arizona, since 2012. Tammy Paquette Customer Complaints She has been the subject of … Continue reading
Erez Law is currently investigating Stonecrest Capital Markets, Inc. broker Edward Kasperavich (CRD# 4970038) regarding GWG Holdings Inc. investment losses. He has been registered with Stonecrest Capital Markets, Inc. in Austin, Texas, and Stonecrest Advisors, Inc. in Hillsdale, New Jersey, … Continue reading