Can I recover losses from investments with former LPL Financial LLC broker Thomas Rindahl (CRD# 3200702)? He has been registered with Osaic Wealth, Inc. in Mesa, Arizona, since 2024, and PFG Advisors in Scottsdale, Arizona, since 2015. He was registered … Continue reading
Barred former Morgan Stanley broker Robert Daly (CRD# 3111426) is accused of stock losses. He was registered with Xtellus Capital Partners, Inc. in New York, New York, from 2023 to 2024, Morgan Stanley in Los Angeles, California, from 2016 to … Continue reading
Were you the victim of Ni Advisors broker Norman Meyer (CRD# 3185642)? He has been registered with Ni Advisors in Milpitas, California, since 2021, Vestech Securities, Inc. in St. Louis, Missouri, since 2016, and Vestech Asset Management Inc. in Wildwood, … Continue reading
Former UBS Financial Services Inc. broker Todd Welsh (CRD# 3214419) is accused of alternative investment losses. He has been registered with Level Four Financial, LLC in Tulsa, Oklahoma, since 2018, and Scissortail Wealth Management, LLC in Tulsa, Oklahoma, since 2023. … Continue reading
There are options for clients of UBS Financial Services Inc. broker Zachary Anderson (CRD# 3247098) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan, since 2007. Zachary Anderson Customer Complaints He has been … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Raul Mendez Jr. (CRD# 3244412) regarding real estate security losses. He has been registered with Cetera Investment Services LLC in Eagle Pass, Texas, since 2024. He was registered with Lincoln … Continue reading
There are options for customers of UBS Financial Services Inc. broker Michael Meniktas (CRD# 3186445) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Walnut Creek, California, since 2008. Michael Meniktas Customer Complaints He has … Continue reading
LPL Financial LLC broker Jennifer Malek (CRD# 3164482) is accused of real estate securities losses. She has been registered with LPL Financial LLC in Sherman Oaks, California, since 2005, and The Wealth Consulting Group in Sherman Oaks, California, since 2016. … Continue reading
There are options for clients of Spartan Capital Securities, LLC broker John Lowry (CRD# 4336146) who suffered investment losses. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2008. In October 2021, “Lowry was … Continue reading
Can I recover losses from investments with LPL Financial LLC broker Eric Pinter (CRD# 3104704)? He has been registered with LPL Financial LLC in Appleton, Wisconsin, since 2011. Eric Pinter Customer Complaints He has been the subject of one customer … Continue reading