There are options for clients of CitiGroup Global Markets Inc. broker Brian Sodol (CRD# 2760345) who suffered investment losses related to stocks. He has been registered with CitiGroup Global Markets Inc. in New York, New York, since 2014. Brian Sodol … Continue reading
Avantax Investment Services, Inc. broker Robert Stahler Jr. (CRD# 2820704) is accused of mutual fund losses. He has been registered with Avantax Investment Services, Inc. in Cockeysville, Maryland, since 1997. Robert Stahler Jr. Customer Complaints He has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Morgan Stanley broker Neil Okun (CRD# 2482935). He has been registered with Trident Partners Ltd. in Woodbury, New York, since 2024. He … Continue reading
Can I recover losses from investments with Centaurus Financial, Inc. broker Richard Laspaluto (CRD# 2541603)? He has been registered with Centaurus Financial, Inc. in Las Vegas, Nevada, since 2005. Richard Laspaluto Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Cynthia Magner (CRD# 2591698) regarding unsuitable investment recommendations. She has been registered with Ameriprise Financial Services, LLC in Concord, New Hampshire, since 2003. Cynthia Magner Customer Complaints She has been … Continue reading
Erez Law is currently investigating IBN Financial Services, Inc. broker Joseph Storzinger (CRD# 2554671) regarding promissory note losses. He has been registered with IBN Financial Services, Inc. in Liverpool, New York, since 2023. He was registered with Traderfield Securities Inc. … Continue reading
Can you recover investment losses due to recommendations by UBS Financial Services Inc. broker Thomas Jenkins (CRD# 2562513)? He has been registered with UBS Financial Services Inc. in Houston, Texas, since 2010. Thomas Jenkins Customer Complaints He has been the … Continue reading
Were you the victim of Concorde Investment Services, LLC broker Jason Lowther (CRD# 2606268)? He has been registered with Concorde Investment Services, LLC in Ann Arbor, Michigan, since 2021. He was registered with Western International Securities, Inc. in Pasadena, California, … Continue reading
Former National Securities Corporation broker Mark Gassoso (CRD# 2590007) is accused of private placement losses. He has been registered with Arete Wealth Management, LLC in Jersey City, New Jersey, since 2024. He was registered with B. Riley Wealth Management in … Continue reading
Were you the victim of Cetera Advisor Networks LLC broker David Rhodes (CRD# 2620006) related to real estate securities losses? He has been registered with Cetera Advisor Networks LLC in Bryan, Texas, since 2019. He was registered with Summit Financial … Continue reading