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Former Cambridge Investment Research, Inc. broker Steven Gessner (CRD# 2650114) is accused of unsuitable investment recommendations. He was registered with United Planners’ Financial Services Of America A Limited Partner in Baltimore, Maryland, from 2018 to 2021, and with Cambridge Investment … Continue reading
Former B. Riley Wealth Advisors, Inc. broker Charles Hartley (CRD# 2658276) is accused of stock losses. He was with A.G.P. / Alliance Global Partners in Washington, DC, since February 2024. Previously, he was registered with B. Riley Wealth Advisors, Inc. … Continue reading
J.P. Morgan Securities LLC broker John Beggans (CRD# 2736874) faces a $40 million customer complaint related to managed product investment losses. He has been registered with J.P. Morgan Securities LLC in Boston, Massachusetts, since 2008. John Beggans Customer Complaints He … Continue reading
Can you recover losses due to recommendations by former Triad Advisors LLC broker Dan Wagner Jr. (CRD# 2867278)? He has been registered with Arkadios Capital in Greenville, South Carolina, since 2021, and with Wealth Management Advisors, LLC in Anderson, South … Continue reading
VCS Venture Securities broker Joseph Audia (CRD# 2909761) is accused of unsuitable investment recommendations. He has been registered with VCS Venture Securities in Hauppauge, New York, since 2021. Previously, he was registered with Joseph Stone Capital L.L.C. in Hauppauge, New … Continue reading
There are options for clients of Western International Securities, Inc. broker John Darmanian (CRD# 2899924) who lost money due to corporate debt losses. He has been registered with Western International Securities, Inc. in Montrose, California, since 2009. John Darmanian Customer … Continue reading
Were you the victim of investment losses due to recommendations by LPL Financial LLC and Excel Wealth Management, LLC broker Edward Baroncini (CRD# 3043354)? He has been registered with LPL Financial LLP in Manchester, Connecticut, since 2014, and with Excel … Continue reading
Erez Law is currently investigating former Cetera Financial Specialists LLC broker Christopher Grano (CRD# 2937422), who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Islandia, New York, since 2022. Previously, he was registered … Continue reading
Were you the victim of investment losses due to recommendations by Centaurus Financial, Inc. broker Brett Ewing (CRD# 2904608)? He has been registered with Centaurus Financial, Inc. in Tallahassee, Florida, since 2007. Brett Ewing Customer Complaints He has been the … Continue reading
Commonwealth Financial Network broker Eric Elek (CRD# 3062911) is accused of unsuitable investment recommendations. He has been registered with Commonwealth Financial Network in Pittsburg, Pennsylvania, since 2001. Eric Elek Customer Complaints He has been the subject of one customer complaint, … Continue reading