Erez Law is currently investigating LPL Financial LLC broker Paul Vanecek (CRD# 3267746) regarding real estate investment losses. He has been registered with LPL Financial LLC in Westmont, Illinois, since 2015. He was registered with LPL Financial LLC in Elmhurst, … Continue reading
Erez Law is currently investigating Raymond James Financial Services, Inc. broker Nicole Middendorf (CRD# 3251084) regarding real estate securities losses. She has been registered with Raymond James Financial Services, Inc. in Minnetonka, Minnesota, since 2017. He was registered with Prosperwell … Continue reading
There are options for clients of Western International Securities, Inc. broker Hiroshi Mizutani (CRD# 3259903) who is accused of unsuitable investment recommendations. He has been registered with Western International Securities, Inc. in Pasadena, California, since 2015. He was registered with … Continue reading
Erez Law is currently investigating Arete Wealth Management, LLC broker Jason Lamb (CRD# 3248356) regarding alternative investment losses. He has been registered with Arete Wealth Management, LLC in Nashville, Tennessee, since 2021. He was registered with Center Street Securities, Inc. … Continue reading
There are options for clients of UBS Financial Services Inc. broker Dean Meniktas (CRD# 2553748) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Walnut Creek, California, since 2008. Dean Meniktas Customer Complaints He has … Continue reading
Former SW Financial broker David Page (CRD# 2874899) was barred by FINRA related to unsuitable investment recommendations. He was registered with Spartan Capital Securities, LLC in New York, New York, from May to July 2023, SW Financial in Melville, New … Continue reading
Can I recover losses from investments with Charles Schwab & Co., Inc. broker Michael Maniscalco (CRD# 2994430)? He has been registered with Charles Schwab & Co., Inc. in Wayne, Pennsylvania, since 2009. Michael Maniscalco Customer Complaints He has been the … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Bentley Beard (CRD# 2024985) regarding real estate losses. He has been registered with LPL Financial LLC in Union City, Tennessee, since 1998. Bentley Beard Customer Complaints He has been the subject … Continue reading
LPL Financial LLC broker Anthony Martinelli (CRD# 2590758) is accused of options losses. He has been registered with LPL Financial LLC in Berwyn, Pennsylvania, since 2014. Anthony Martinelli Customer Complaints He has been the subject of two customer complaints between … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Ronald Appler Sr (CRD# 2499039) regarding unsuitable investment recommendations. He has been registered with Independent Financial Group, LLC in Sykesville, Maryland, since 2017. He was registered with H. Beck, Inc. … Continue reading