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D.H. Hill Securities, LLLP broker Robert Dechick (CRD# 4152582) faces a half-million-dollar customer complaint for real estate investment losses. He has been registered with D.H. Hill Securities, LLLP in Clermont, Florida, since 2009, and with D.H. Hill Advisors, Inc. in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Centaurus Financial, Inc. broker Manuel Ramos (CRD# 1956224). He has been registered with Centaurus Financial, Inc. in Downey, California, since 2011. Manuel Ramos … Continue reading
Were you the victim of USCA Securities LLC broker Derek Su (CRD# 4121574)? He has been registered USCA Securities LLC in Austin, Texas, since 2014, and with U.S. Capital Wealth Advisors, LLC in Austin, Texas, since 2021. Previously, he was … Continue reading
Former Park Avenue Securities LLC broker William Bennett (CRD# 5334350) was recently terminated related to outside business activities. He was registered with Park Avenue Securities LLC in Tulsa, Oklahoma, from 2020 to 2024, when he was terminated regarding, “RR Violated … Continue reading
Were you the victim of former UBS Financial Services Inc. Michael Rosenbach (CRD# 6497350)? He was registered with UBS Financial Services Inc. in Tampa, Florida, from 2021 to 2023, when he was terminated regarding, “employee discharged after violating firm policies … Continue reading
Centaurus Financial, Inc. broker Anthony Desjardins (CRD# 6528916) is accused of investment losses related to corporate debt. He has been registered with Centaurus Financial, Inc. in Lady Lake, Florida, since 2017. Anthony Desjardins Customer Complaints He has been the subject … Continue reading
LPL Financial LLC and New Edge Advisors broker Richard Ceffalio, Jr. (Allen Ceffalio, Jr.) (CRD# 2619565) is accused of millions of dollars in investment losses related to inappropriate options trading. He has been registered with LPL Financial LLC in Arlington … Continue reading
RBC Capital Markets, LLC broker John Micera (CRD# 1255342) faces a $2.275 million customer complaint related to unsuitable investment recommendations in structured notes. He has been registered with RBC Capital Markets, LLC in Florham Park, New Jersey, since 2002. John … Continue reading
Erez Law is currently investigating Morgan Stanley on behalf of its former brokers, who are owed unpaid compensation after terminating employment with the firm. According to public records, a group of former Morgan Stanley financial advisors was awarded $3 million … Continue reading
Lincoln Financial Advisors Corporation broker Rick Shaw (CRD# 1870018) is accused of oil and gas investment losses. He has been registered with Lincoln Financial Advisors Corporation in Scottsdale, Arizona, since 1998. In October 2020, the Kansas Insurance Department suspended him … Continue reading