There are options for clients of former Purshe Kaplan Sterling Investments broker William Weisbrod (CRD# 812664) who suffered investment losses. He was registered with Purshe Kaplan Sterling Investments in Fairfield, New Jersey, from 2009 to 2021. Previously, he was registered … Continue reading
Different types of securities fraud can cost investors significant sums, as they may lose most or all of their investments. Here are some of the most common securities fraud schemes: Unauthorized Trading Brokers may defraud clients by engaging in unauthorized … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Francisco Cabral (CRD# 5257195) regarding energy sector losses. He has been registered with Ameriprise Financial Services, LLC in Greenwich, Connecticut, since 2021. He was registered with David Lerner Associates, … Continue reading
There are options for clients of former Crown Capital Securities, L.P. broker James Jenkins (CRD# 5261717), who is accused of energy sector losses. He has been registered with Creativeone Securities, LLC in Logan, Utah, since 2024, and Strategic Advocates, LLC … Continue reading
Former LPL Financial LLC broker J. Glaze (CRD# 5373140) is accused of unsuitable investment recommendations. He has been registered with Avantax Investment Services, Inc. and Avantax Advisory Services in Graham, North Carolina, since 2022. He was registered with LPL Financial … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker John Urbach (CRD# 5308455)? He has been registered with Fidelity Brokerage Services LLC in Chicago, Illinois, since 2008, and with Strategic Advisers LLC in Chicago, Illinois, since 2025. John Urbach … Continue reading
Wells Fargo Clearing Services, LLC broker Wilson Kwok (CRD# 5083791) is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in South San Francisco, California, since 2011, and Wells Fargo Advisors in South San … Continue reading
There are options for clients of LPL Financial LLC broker David Kujawa (CRD# 5156115) who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in St. Charles, Illinois, since 2011, and Highpoint Planning Partners in … Continue reading
Erez Law is currently investigating former Crown Capital Securities, L.P. broker Jesus Quezada (CRD# 5117930) regarding unsuitable investment recommendations. He has been registered with Alexander Capital, L.P. in Alhambra, California, since 2023. He was registered with Crown Capital Securities, L.P. … Continue reading
Avantax Investment Services, Inc. broker Devin Carey (CRD# 5413012) is accused of unsuitable investment recommendations. He has been registered with Avantax Investment Services, Inc. in Oxnard, California, since 2007, Avantax Planning Partners, Inc. in Oxnard, California, since 2021, and Avantax … Continue reading