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Erez Law is currently investigating Wells Fargo Advisors broker James McDermott (CRD# 2483480), who is accused of investment losses? He has been registered with Osaic Wealth, Inc. in Oakbrook Terrace, Illinois, since 2023. Previously, he was registered with Raymond James … Continue reading
Were you the victim of investment losses due to recommendations by LPL Financial LLC broker James Cassa (CRD# 2655896)? He has been registered with LPL Financial LLC in Paramus, New Jersey, since 2009. James Cassa Customer Complaints He has been … Continue reading
Erez Law is currently investigating J.P. Morgan Securities LLC broker David Wilson Jr. (CRD# 2298962) regarding common and preferred stock losses. He has been registered with J.P. Morgan Securities LLC in Philadelphia, Pennsylvania, since 2015. In October 2011, the State … Continue reading
LPL Financial LLC broker William Czaplewski (CRD# 2386057) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Monona, Wisconsin, since 1994. William Czaplewski Customer Complaints He has been the subject of two customer complaints … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Phillip Jones (CRD# 2445213) is accused of structured product investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, Texas, since 1994. Phillip Jones Customer Complaints … Continue reading
Erez Law is currently investigating Cambridge Investment Research, Inc. broker David Kaiser (CRD# 2461995), who is accused of investment losses. He has been registered with Cambridge Investment Research, Inc. in Cotopaxi, Colorado, since 2008. David Kaiser Customer Complaints He has … Continue reading
Were you the victim of former Centaurus Financial, Inc. broker Robert Omohundro (CRD# 2415942)? He has been registered with Alexander Capital, L.P. in Atlanta, Georgia, since 2020. Previously, he was registered with Centaurus Financial, Inc. in Atlanta, Georgia, from 2015 … Continue reading
Wells Fargo Clearing Services, LLC broker John Pasacreta Jr. (CRD# 2398487) is accused of variable annuity investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Greenwich, Connecticut, since 2016. Previously, he was registered with Morgan Stanley … Continue reading
Were you the victim of DFPG Investments, LLC broker William Sheehan (CRD# 2328614)? He has been registered with DFPG Investments, LLC in Cornwall-On-Hudson, New York, since 2012. William Sheehan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Former Fifth Third Securities, Inc. broker David Wells (CRD# 6774493) was barred by the SEC related to options trading. He was registered with Fifth Third Securities, Inc. in Chicago, Illinois, from 2019 to 2021, when he was terminated regarding, “At … Continue reading