In January 2018, a former client of Corinthian Partners, L.L.C. won an award in a FINRA arbitration for compensatory damages for $3,229,097 plus interest on the above-stated sum at the rate of 2.5% per annum from July 17, 2017 until … Continue reading
There are options for customers of First Allied Securities, Inc. financial advisor Charles Lundell (CRD# 314440) who is alleged to engage in discretionary trading in customers’ accounts. Lundell was registered with First Allied Securities, Inc. in Bellevue, Washington from 2008 … Continue reading
Erez Law is currently investigating Ameriprise Financial Services Inc. financial advisors across the country who recommended and sold higher-fee mutual fund shares to retirees and failed to provide sales charge waivers. In February 2018, the Securities and Exchange Commission (SEC) … Continue reading
In February 2018, a former client of Wilbanks Securities, Inc. won an award in a FINRA arbitration for compensatory damages for $1.378 million for losses due to investments with Aztec XII Oil and Gas through Aztec Oil & Gas, Inc. … Continue reading
Were you the victim of former J.J.B. Hilliard, W.L. Lyons, LLC broker Christopher Bennett (CRD# 2510231)? Bennett was registered with J.J.B. Hilliard, W.L. Lyons, LLC in Louisville, Kentucky from 1995 to 2018. In February 2018, a former client of J.J.B. … Continue reading
In October 2019, a former client of Raymond James & Associates, Inc. won an award in a FINRA arbitration for compensatory damages for $2,986,708.96 for losses sustained from investments in the high-risk energy sector. The claim was filed by a … Continue reading
In February 2018, a former client of Raymond James & Associates, Inc. won an award in a FINRA arbitration for $229,250.00 in compensatory damages plus 3% interest per annum plus $25,000.00 in attorneys’ fees for losses sustained from investments in … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Comprehensive Asset Management and Servicing, Inc. financial advisor Tamara Steele (CRD# 3227494) regarding losses sustained from investments in Behavioral Recognition Systems. Steele … Continue reading
Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated financial advisor Gary Adkin (CRD# 3084484) regarding negligence. Adkin has been registered with Stifel, Nicolaus & Company, Incorporated in Palm Beach, Florida since 2015. Previously, Adkin was registered with Barclays … Continue reading
There are options for customers of former Laidlaw & Company financial advisor Patrick Maddren (CRD# 4665903) regarding losses sustained from unauthorized trading, churning and unsuitable investment recommendations. Maddren has been registered with Westpark Capital, Inc. in Fort Lauderdale, Florida since … Continue reading