There are options for customers of Allegis Investment Services, LLC financial advisor Charles Sorensen II (CRD# 3255618) regarding mutual funds and options losses. Sorensen has been registered with Allegis Investment Services, LLC in North Logan, Utah since 2014. Previously, Sorensen … Continue reading
There are options for customers of former Morgan Stanley financial advisor Francis Ciabattoni (CRD# 1011428) who is alleged to recommend unsuitable investments for his customers. Ciabattoni was registered with Morgan Stanley in Wilmington, Delaware from 2009 to February 2018. Ciabattoni … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Berthel Fisher & Company Financial Services, Inc. broker Mason Gann (CRD# 4030936) who is alleged to exercise discretion in customer accounts. Gann … Continue reading
Were you the victim of former Wells Fargo Clearing Services, LLC financial advisor Richard Shotz (CRD# 1681893)? Shotz was registered with Wells Fargo Clearing Services, LLC in Daytona Beach, Florida from 2015 to March 2018 when he was terminated regarding, … Continue reading
Were you the victim of former Wedbush Securities Inc. financial advisor Timary Delorme (CRD# 736418) who engaged in a penny stock pump-and-dump fraud? Delorme was registered with Wedbush Securities Inc. in Los Angeles, California from 1981 to April 2018, when … Continue reading
There are options for customers of former Garden State Securities, Inc. broker Raymond Pirrello Jr. (CRD# 2782019) who suffered investment losses. Pirrello was registered with Garden State Securities, Inc. in Hackensack, New Jersey from 2008 to May 2016. In September … Continue reading
Erez Law is currently investigating financial advisors across the country who recommended their clients invest in Longfin Corp. Longfin Corp. (LFIN) is a US-based, global Fintech company powered by artificial intelligence (AI) and machine learning. The Company, through its wholly-owned … Continue reading
Were you the victim of Peachcap financial advisor Aaron Brodt (CRD# 5017914)? Brodt has been registered with Peachcap in Scottsdale, Arizona since July 2016. Previously, he was registered with Accelerated Capital Group in Scottsdale, Arizona from 2012 to 2016. Brodt … Continue reading
In April 2018, a former client of UBS Financial Services Inc. won an award in a FINRA arbitration for compensatory damages for $805,120 for losses sustained from negligence and other acts of securities fraud. The investors were clients of financial … Continue reading
Erez Law is currently investigating PNC Investments LLC (PNCI), Securities America Advisors Inc. (SAA), and Geneos Wealth Management Inc. (Geneos) financial advisors across the country regarding investment losses. In April 2018, the Securities and Exchange Commission (SEC) charged PNCI, SAA, … Continue reading