There are options for clients of UBS Financial Services Inc. broker John Saunders (CRD# 870131) who suffered investment losses. He has been registered with UBS Financial Services Inc. in Roanoke, Virginia, since 2007. John Saunders Customer Complaints He has been … Continue reading
J.P. Morgan Securities LLC broker Richard Ciraco (CRD# 825969) is accused of unsuitable investment recommendations. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2002. Richard Ciraco Customer Complaints He has been the subject … Continue reading
There are options for clients of former Morgan Stanley broker Janet Gordon (CRD# 1114409), who is accused of selling away. She has been registered with Raymond James & Associates, Inc. in Coral Gables, Florida, since 2023. She was registered with … Continue reading
Oppenheimer & Co. Inc. broker Jay Spieler (CRD# 1072642) is accused of negligence. He has been registered with Oppenheimer & Co. Inc. in Coral Gables, Florida, since 2003. Jay Spieler Customer Complaints He has been the subject of two customer … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ali Chehab (CRD# 7625979)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Portland, Oregon, from 2023 to 2024, when he was terminated … Continue reading
Can you recover losses due to recommendations by former National Securities Corporation broker William Morrison (CRD# 1556786)? He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2019. He was registered with National Securities Corporation in … Continue reading
Erez Law is currently investigating former Cetera Advisor Networks LLC broker Charles Weldon (CRD# 1030659) regarding stock losses. He has been registered with Independent Financial Group, LLC in Boca Raton, Florida, since 2022. He was registered with Weldon & Company … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Edward Jones broker Zwi Pechthalt (CRD# 2422846). He has been registered with Edward Jones in Bellingham, Washington, since 1994. Zwi Pechthalt Customer Complaints … Continue reading
Newbridge Securities Corporation broker Gregory McLeod (CRD# 2741097) is accused of alternative investment losses. He has been registered with Newbridge Securities Corporation in Boca Raton, Florida, since 2002, and NFSG Corporation in Boca Raton, Florida, since 2006. Gregory McLeod Customer … Continue reading
MML Investors Services, LLC broker Jihoon Park (CRD# 6535514) is accused of unsuitable investment recommendations. He was registered with MML Investors Services, LLC in Fairfax, Virginia, from 2016 to 2022. In July 2025, FINRA suspended him indefinitely after he failed … Continue reading