Emerson Equity LLC broker Timothy Sherer (CRD# 833618) is accused of unsuitable investment recommendations. He has been registered with Emerson Equity LLC in Los Gatos, California, since 2019. Previously, he was registered with Sandlapper Wealth Management, LLC and Sandlapper Securities, … Continue reading
Can you recover losses due to recommendations by Emerson Equity LLC broker Darrach Bourke (CRD# 5255413)? He has been registered with Emerson Equity LLC in San Rafael, California, since 2017. He was registered with Emerson Equity LLC in Lakspur, California, … Continue reading
Erez Law is currently investigating former Skystone Securities, LLC broker Stephen Parks (CRD# 5074732) regarding private placement investment losses. He was registered with Skystone Securities, LLC in Dallas, Texas, from 2020 to 2025, and Commerce Street Capital, LLC in Dallas, … Continue reading
Integral Financial LLC broker Chi Huang (CRD# 5387713) is accused of corporate debt losses. He has been registered with Integral Financial LLC in Cupertino, California, since 2007. Chi Huang Customer Complaints He has been the subject of one customer complaint, … Continue reading
Former Wells Fargo Clearing Services, LLC broker Nicole Turosky (CRD# 5058944) is accused of individual retirement account (IRA) losses. She has been registered with Osaic Institutions, Inc. in Ridgefield, Connecticut, since 2025. She was registered with Wells Fargo Clearing Services, … Continue reading
There are options for clients of Capitol Securities Management, Inc. broker Kent Engelke (CRD# 1421164) who suffered investment losses. He has been registered with Capitol Securities Management, Inc. in Glen Allen, Virginia, since 2008. Kent Engelke Customer Complaints He has … Continue reading
There are options for clients of Emerson Equity LLC broker George Smith (CRD# 4844156), who is accused of real estate security losses. He has been registered with Emerson Equity LLC in Englewood, Colorado, since 2020, and Ridgegate Advisors, LLC in … Continue reading
Former O.N. Equity Sales Company broker Robert Thompson (CRD# 713539) is accused of misappropriation. He was registered with the O.N. Equity Sales Company in Houston, Texas, from 2015 to 2015, when he was terminated regarding, “The firm recently received a … Continue reading
Erez Law is currently investigating Realta Equities, Inc. broker Carmen Morrone (CRD# 1898874) who is accused of Delaware Statutory Trust (DST) investment losses. She has been registered with Realta Equities, Inc. in Wantagh, New York, since 2022. She was registered … Continue reading
Were you the victim of Emerson Equity LLC broker Matthew Copley (CRD# 6247665)? He has been registered with Copley Alternative Investments Inc. in San Diego, California, since 2026, Emerson Equity LLC in San Diego, California, since 2020, and Copley Financial … Continue reading