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Different types of securities fraud can cost investors significant sums, as they may lose most or all of their investments. Here are some of the most common securities fraud schemes: Unauthorized Trading Brokers may defraud clients by engaging in unauthorized … Continue reading
Erez Law is currently investigating former David Lerner Associates, Inc. broker Francisco Cabral (CRD# 5257195) regarding energy sector losses. He has been registered with Ameriprise Financial Services, LLC in Greenwich, Connecticut, since 2021. He was registered with David Lerner Associates, … Continue reading
There are options for clients of former Crown Capital Securities, L.P. broker James Jenkins (CRD# 5261717), who is accused of energy sector losses. He has been registered with Creativeone Securities, LLC in Logan, Utah, since 2024, and Strategic Advocates, LLC … Continue reading
Former LPL Financial LLC broker J. Glaze (CRD# 5373140) is accused of unsuitable investment recommendations. He has been registered with Avantax Investment Services, Inc. and Avantax Advisory Services in Graham, North Carolina, since 2022. He was registered with LPL Financial … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker John Urbach (CRD# 5308455)? He has been registered with Fidelity Brokerage Services LLC in Chicago, Illinois, since 2008, and with Strategic Advisers LLC in Chicago, Illinois, since 2025. John Urbach … Continue reading
Wells Fargo Clearing Services, LLC broker Wilson Kwok (CRD# 5083791) is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in South San Francisco, California, since 2011, and Wells Fargo Advisors in South San … Continue reading
There are options for clients of LPL Financial LLC broker David Kujawa (CRD# 5156115) who is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in St. Charles, Illinois, since 2011, and Highpoint Planning Partners in … Continue reading
Erez Law is currently investigating former Crown Capital Securities, L.P. broker Jesus Quezada (CRD# 5117930) regarding unsuitable investment recommendations. He has been registered with Alexander Capital, L.P. in Alhambra, California, since 2023. He was registered with Crown Capital Securities, L.P. … Continue reading
Avantax Investment Services, Inc. broker Devin Carey (CRD# 5413012) is accused of unsuitable investment recommendations. He has been registered with Avantax Investment Services, Inc. in Oxnard, California, since 2007, Avantax Planning Partners, Inc. in Oxnard, California, since 2021, and Avantax … Continue reading
Dempsey Lord Smith, LLC broker Gal Horev (CRD# 5138931) is accused of direct investment losses. He has been registered with Dempsey Lord Smith, LLC in Irvine, California, since 2017. Gal Horev Customer Complaints He has been the subject of one … Continue reading