Were you the victim of Osaic Wealth, Inc. broker Joseph Spina (CRD# 5769018)? He has been registered with Osaic Wealth, Inc. in Bedminster, New Jersey, since 2023. He was registered with Sagepoint Financial, Inc. in Bedminster, New Jersey, from 2011 … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Omar Gomez-Dominguez (CRD# 5905232), who is accused of unsuitable investment recommendations. He was registered with J.P. Morgan Securities LLC in Encinitas, California, from 2016 to 2024, and Merrill Lynch, … Continue reading
There are options for clients of Valmark Securities, Inc. broker Timothy Roark (CRD# 5949136) who suffered investment losses. He has been registered with Valmark Securities, Inc. in Gainesville, Florida, from 2011 to 2025. In June 2025, Patricia A. Shively & … Continue reading
WealthForge Securities, LLC broker Jason Salmon (CRD# 6081963) is accused of private placement losses. He has been registered with Fnex Capital LLC in Torrence, California, since 2022. He was registered with Growth Capital Services, Inc. in New York, New York, … Continue reading
Former Edward Jones broker Ejiro Okuma (CRD# 5774832) faces a $9.1 million customer complaint. He was registered with Equitable Advisors, LLC in Atlanta, Georgia, from 2023 to 2025, when he was terminated regarding “RR resigned after the Firm suspended him … Continue reading
There are options for clients of Equitable Advisors, LLC broker Edgar Kleydman (CRD# 2727571) who suffered investment losses. He has been registered with MML Investors Services, LLC in Brooklyn, New York, from 2019 to 2020, and AXA Advisors, LLC (nka … Continue reading
Moloney Securities Co., Inc. broker Randall Duggan (CRD# 5559097) is accused of corporate debt losses. He has been registered with Moloney Securities Co., Inc. in Bellingham, Washington, since 2016. He was registered with Moloney Investment Advisory LLC in Bellingham, Washington, … Continue reading
Can you recover money lost due to investments with PFS Investments Inc. broker Barbara Wooden (CRD# 4921913)? She has been registered with PFS Investments Inc. in Lake Worth, Florida, and Primerica Advisors in Lake Worth, Florida, since 2013. He was … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Jerice Walker (CRD# 5040177) who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Irvine, California, since 2010. Jerice Walker Customer Complaints He … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jared Gudenkauf (CRD# 4591389) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Kansas City, Missouri, since 2011. … Continue reading