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Were you the victim of Arete Wealth Management, LLC broker Erik Olson (CRD# 4794857)? He has been registered with Arete Wealth Management, LLC in Crystal Lake, Illinois, since 2010. Erik Olson Customer Complaints He has been the subject of one … Continue reading
There are options for clients of Ameritas Investment Company, LLC broker John Eggleton (CRD# 4954717) related to real estate investment losses. He has been registered with Ameritas Investment Company, LLC in Dallas, Texas, since 2009. John Eggleton Customer Complaints He … Continue reading
Former LaSalle St. Securities, L.L.C. broker David Love (CRD# 4788074) faces a customer complaint for crypto investment losses. He was registered with LaSalle St. Securities, L.L.C. in Oklahoma City, Oklahoma, from 2021 to 2024, when he was terminated regarding, “Violating … Continue reading
There are options for clients of Emerson Equity LLC broker Brian Nelson (CRD# 5065593) regarding real estate security losses. He has been registered with Emerson Equity LLC in Mission Viejo, California, since 2013. Brian Nelson Customer Complaints He has been … Continue reading
Erez Law recently filed a FINRA arbitration against PFS Investments Inc. related to selling away. The complaint was related to investments with Michael Archimede (CRD# 5701306). He has been registered with PFS Investments Inc. in Waukesha, Wisconsin, from 2010 to … Continue reading
Sequence Financial Specialists LLC broker William Grady (CRD# 4585561) is accused of conservation easement losses. He has been registered with Sequence Financial Specialists LLC In Florence, South Carolina, since 2009. William Grady Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating Equitable Advisors LLC broker Marc Drew (CRD# 4659088) regarding allegations of unsuitable investment recommendations involving real estate securities. He has been registered with Equitable Advisors LLC in Salt Lake City, Utah, since April 2012. Marc … Continue reading
There are options for clients of former LPL Financial LLC broker Phillip Kao (CRD# 4654233) regarding allegations of unsuitable investment recommendations involving real estate securities. He has been registered with Arete Wealth Management, LLC in San Rafael, California, since 2024. … Continue reading
Erez Law is currently investigating RBC Capital Markets broker Matthew Haverty (CRD# 4618183) regarding a pending customer complaint alleging over-concentration and unsuitable investment recommendations. He has been registered with RBC Capital Markets in Leawood, Kansas, since 2019. He was registered … Continue reading
Were you the victim of Cetera Investment Services LLC broker Kitty Stough (CRD# 4693615) regarding unsuitable investment recommendations? She has been registered with NYLife Securities LLC in San Ramon, California, since 2007. Kitty Stough Customer Complaints She has been the … Continue reading