Were you the victim of Independent Financial Group, LLC broker Elaine Hartman (CRD# 2070272)? She has been registered with Independent Financial Group, LLC in Santa Maria, California, since 2015. Elaine Hartman Customer Complaints She has been the subject of one … Continue reading
Were you the victim of investment losses due to recommendations by Cambridge Investment Research, Inc. broker Brian Dreier (CRD# 2462344? He has been registered with Cambridge Investment Research, Inc. in Quincy, Illinois, since 2016. Brian Dreier Customer Complaints He has … Continue reading
Equitable Advisors, LLC broker Grace Choi (CRD# 2210015) faces accusations of real estate investment losses. She was registered with Equitable Advisors, LLC in Irvine, California, from 1992 to 2020. Grace Choi Customer Complaints She has been the subject of one … Continue reading
There are options for clients of LaSalle St. Securities, L.L.C. broker Samuel Jacobs (CRD# 2243093) who lost money due to unsuitable investment recommendations. He has been registered with LaSalle St. Securities, L.L.C. in Winter Park, Florida, since 2004. Samuel Jacobs … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Thomas MacDonnell (CRD# 1924888), who lost money to investments in the high-risk oil and gas sector. He has been registered with Centaurus Financial, Inc. in Williamsburg, Virginia, since 2006. Thomas … Continue reading
Former Western International Securities, Inc. broker Jeffrey Higgins (CRD# 2871443) was barred by FINRA related to allegations that he misappropriated client funds for 17 years. He was registered with Western International Securities, Inc. in Baker City, Oregon, from 2017 to … Continue reading
There are options for clients of former Lincoln Financial Advisors Corporation broker Robert Rebussini (CRD# 1622141)? He has been registered with LPL Financial LLC in Cranston, Rhode Island, since 2016, and with Integrated Wealth Concepts LLC in Cranston, Rhode Island, … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Bradley Bergdahl (CRD# 1432349) regarding unsuitable investment recommendations. He has been registered with Cetera Advisor Networks LLC in Cando, North Dakota, since 2018, and with CWM, LLC in Cando, North … Continue reading
There are options for clients of Morgan Stanley broker Freddie Crandall (CRD# 1434783), who lost money due to unsuitable investment recommendations. He has been registered with Morgan Stanley in Danville, Illinois, since 2009. Freddie Crandall Customer Complaints He has been … Continue reading
Were you the victim of Cabot Lodge Securities LLC broker Russell Green (CRD# 1391627)? He has been registered with Cabot Lodge Securities LLC in Syosset, New York, since 2018, and with CL Wealth Management LLC in Syosset, New York, since … Continue reading