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Were you the victim of former PNC Investments broker Edmund Hughes (CRD# 4906249)? He has been registered with PNC Investments in Hendersonville, North Carolina, since 2019. He was registered with Wells Fargo Clearing Services, LLC in Spartanburg, South Carolina, from … Continue reading
Were you the victim of Cetera Advisors LLC broker David Perrotto (CRD# 4960240)? He has been registered with Cetera Advisors LLC in Webster, New York, since 2012, Cetera Investment Advisers LLC in Webster, New York, since 2024, and Bright Futures … Continue reading
Were you the victim of Arete Wealth Management, LLC broker Erik Olson (CRD# 4794857)? He has been registered with Arete Wealth Management, LLC in Crystal Lake, Illinois, since 2010. Erik Olson Customer Complaints He has been the subject of one … Continue reading
There are options for clients of Ameritas Investment Company, LLC broker John Eggleton (CRD# 4954717) related to real estate investment losses. He has been registered with Ameritas Investment Company, LLC in Dallas, Texas, since 2009. John Eggleton Customer Complaints He … Continue reading
Former LaSalle St. Securities, L.L.C. broker David Love (CRD# 4788074) faces a customer complaint for crypto investment losses. He was registered with LaSalle St. Securities, L.L.C. in Oklahoma City, Oklahoma, from 2021 to 2024, when he was terminated regarding, “Violating … Continue reading
There are options for clients of Emerson Equity LLC broker Brian Nelson (CRD# 5065593) regarding real estate security losses. He has been registered with Emerson Equity LLC in Mission Viejo, California, since 2013. Brian Nelson Customer Complaints He has been … Continue reading
Erez Law recently filed a FINRA arbitration against PFS Investments Inc. related to selling away. The complaint was related to investments with Michael Archimede (CRD# 5701306). He has been registered with PFS Investments Inc. in Waukesha, Wisconsin, from 2010 to … Continue reading
Sequence Financial Specialists LLC broker William Grady (CRD# 4585561) is accused of conservation easement losses. He has been registered with Sequence Financial Specialists LLC In Florence, South Carolina, since 2009. William Grady Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating Equitable Advisors LLC broker Marc Drew (CRD# 4659088) regarding allegations of unsuitable investment recommendations involving real estate securities. He has been registered with Equitable Advisors LLC in Salt Lake City, Utah, since April 2012.
There are options for clients of former LPL Financial LLC broker Phillip Kao (CRD# 4654233) regarding allegations of unsuitable investment recommendations involving real estate securities. He has been registered with Arete Wealth Management, LLC in San Rafael, California, since 2024. … Continue reading