Were you the victim of Wells Fargo Clearing Services, LLC broker Robert Rose (CRD# 2874342)? He has been registered with Wells Fargo Clearing Services, LLC in Tampa, Florida, since 2009. Robert Rose Customer Complaints He has been the subject of … Continue reading
Erez Law is currently investigating Edward Jones broker Aaron Wilkinson (CRD# 2756359) related to investment losses. He has been registered with Edward Jones in Goshen, Indiana, since 1996. Aaron Wilkinson Customer Complaints He has been the subject of one customer … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reed Smith (CRD# 2708938)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Houston, Texas, since 1996. Reed Smith Customer Complaints He has … Continue reading
Erez Law is currently investigating LPL Financial LLC broker Shannon Moore (CRD# 2934682) is accused of unsuitable investment recommendations. She has been registered with LPL Financial LLC in Jefferson City, Tennessee, since 2011. Shannon Moore Customer Complaints She has been … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Nicholas Tsikitas (CRD# 2871712) regarding unsuitable investment recommendations. He has been registered with Aegis Capital Corp. in Melville, New York, since 2014. In March 2003, the National Association of Securities Dealers, … Continue reading
Former A.G. Morgan Financial Advisors, LLC Chief Compliance Officer (CCO) James McArthur (CRD# 2797856) is accused of promissory note losses. He was registered with IBN Financial Services, Inc. in Massapequa, New York, from 2021 to 2022, when he was terminated … Continue reading
There are options for clients of CitiGroup Global Markets Inc. broker Brian Sodol (CRD# 2760345) who suffered investment losses related to stocks. He has been registered with CitiGroup Global Markets Inc. in New York, New York, since 2014. Brian Sodol … Continue reading
Avantax Investment Services, Inc. broker Robert Stahler Jr. (CRD# 2820704) is accused of mutual fund losses. He has been registered with Avantax Investment Services, Inc. in Cockeysville, Maryland, since 1997. Robert Stahler Jr. Customer Complaints He has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Morgan Stanley broker Neil Okun (CRD# 2482935). He has been registered with Trident Partners Ltd. in Woodbury, New York, since 2024. He … Continue reading
Can I recover losses from investments with Centaurus Financial, Inc. broker Richard Laspaluto (CRD# 2541603)? He has been registered with Centaurus Financial, Inc. in Las Vegas, Nevada, since 2005. Richard Laspaluto Customer Complaints He has been the subject of two … Continue reading