Moloney Securities Co., Inc. Broker Norman Harp Suitability Concerns

Moloney Securities Co.

Moloney Securities Co., Inc. broker Norman Harp (CRD# 2480563) faces suitability complaints. He has been registered with B.B. Graham & Company, Inc. in Leawood, Kansas, since 2017, and with Retirement Resources Inc. in Leawood, Kansas, since 2013. Previously, he was registered with Moloney Securities Co., Inc. in Leawood, Kansas, from 2008 to 2017.

Norman Harp Customer Complaints

He has been the subject of two customer complaints between 2011 and 2023, one of which was closed without action according to his CRD report:

August 2023. “Suitability/Negligence.” The customer is seeking $101,000 in damages, and the case is currently pending. The complaint was regarding corporate debt investment losses, and it took place while he was registered with Moloney Securities Co., Inc.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Moloney Securities Co., Inc. may be liable for investment or other losses suffered by Norman Harp’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.