There are options for clients of former Morgan Stanley broker Janet Gordon (CRD# 1114409), who is accused of selling away. She has been registered with Raymond James & Associates, Inc. in Coral Gables, Florida, since 2023. She was registered with Morgan Stanley in Coral Gables, Florida, from 2009 to 2023.
In September 1993, the National Association of Securities Dealers, Inc. sanctioned him to pay a $13,000 monetary fine related to self-underwriting.
Janet Gordon Customer Complaints
She has been the subject of two customer complaints between 2004 and 2025, one of which was denied, according to her CRD report:
May 2025. “Claimant alleges, inter alia, that the recommendation for the client to establish a line of credit at Morgan Stanley in order to generate funds for an outside investment they wanted to make was not in their best interests. Allegation Activity Dates: June 2023 to July 2023.” The customer is seeking $1,475,256 in damages, and the case is currently pending. The complaint was regarding a non-broker-dealer-affilaite product, and it took place while she was registered with Morgan Stanley.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Janet Gordon’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
